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Home > Insider Trading > Filing (0001209191-15-039785)

Filing Details

Accession Number:: 0001209191-15-039785
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2015-05-07 12:24:06
Reporting Period:: 2015-05-05

Filing Date:: 2015-05-07
Accepted Time:: 2015-05-07 12:24:06
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
319815	Maxwell Technologies Inc	MXWL	Miscellaneous Electrical Machinery, Equipment & Supplies (3690)	952390133

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1185726	Kevin Royal	3888 Calle Fortunada San Diego CA 92123	Chief Financial Officer	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2015-05-05	2,500	$0.00	71,066	No	4	M	Direct
Common Stock	Disposition	2015-05-06	925	$5.81	70,141	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Restricted Stock Units	Disposition	2015-05-05	2,500	$0.00	2,500	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
7,500			No	4	M	Direct

Footnotes

These units do not carry a conversion price.
These shares were sold in the open market in order to meet the tax withholding obligations of the award holder in connection with the vesting of the holder's restricted stock award.
This RSU vests in in annual installments over 4 years as long as holder remains in service to the Company. Vested shares will be delivered to the holder shortly after the vesting date.
These units do not expire.