Filing Details
- Accession Number:
- 0001256951-15-000013
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-05-06 21:59:52
- Reporting Period:
- 2015-04-08
- Filing Date:
- 2015-05-06
- Accepted Time:
- 2015-05-06 21:59:52
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1039399 | Formfactor Inc | FORM | Semiconductors & Related Devices (3674) | 133711155 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1339595 | Thomas Dennis St | 7005 Southfront Road Livermore CA 94551 | Executive Chairman | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-05-04 | 5,000 | $0.00 | 57,115 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-05-04 | 175,000 | $0.00 | 232,115 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-05-05 | 92,782 | $8.42 | 139,333 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Performance Shares | Acquisiton | 2015-04-08 | 175,000 | $0.00 | 175,000 | $0.00 |
| Common Stock | Performance Shares | Disposition | 2015-05-04 | 175,000 | $0.00 | 175,000 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2015-05-04 | 5,000 | $0.00 | 5,000 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 175,000 | No | 4 | A | Direct | ||
| 0 | No | 4 | M | Direct | ||
| 100,000 | No | 4 | M | Direct |
Footnotes
- The restricted stock units released on April 29, 2015, were settled in shares of common stock, and were immediately cancelled upon settlement.
- Represents vested shares of common stock issued pursuant to the conversion of the total units certified and earned April 8, 2015 in connection with a May 6, 2013 performance-based restricted stock unit award.
- Represents vested shares of common stock sold to satisfy certain tax withholding obligations associated with the conversion of the restricted stock units.
- Represents the vesting of 100% of the performance-based restricted stock units certified and earned April 8, 2015 in connection with a May 6, 2013 performance-based RSU award. All stock will be released to the reporting person on the vesting date or the first market trading day after the vesting date, during an open trading window under the Issuer's Insider Trading Policy thereafter, if the applicable vesting date is not on a market trading day during an open trading window.
- The restricted stock units released were settled in shares of common stock and were immediately cancelled upon settlement.
- The Restricted Stock Units vest and are exercisable in four equal annual installments on each April 29 of 2012, 2013, 2014, and 2015 (or the first market trading day during an open trading window under the Issuer's insider trading policy thereafter if the applicable vesting date is not on a market trading day during an open trading window).
- The restricted stock units released were settled in shares of common stock and were immediately cancelled upon settlement.
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