Filing Details
- Accession Number:
- 0001209191-15-039506
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-05-06 17:33:57
- Reporting Period:
- 2015-05-04
- Filing Date:
- 2015-05-06
- Accepted Time:
- 2015-05-06 17:33:57
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 767920 | Pmc Sierra Inc | PMCS | Semiconductors & Related Devices (3674) | 942925073 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1298722 | Colin Harris | 1380 Bordeaux Drive Sunnyvale CA 94089 | Vp, Coo And Gm Of Cbu | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-05-04 | 90,000 | $6.35 | 317,060 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-05-04 | 24,791 | $6.53 | 341,851 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-05-04 | 45,000 | $5.71 | 386,851 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-05-04 | 159,791 | $8.51 | 227,060 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2015-05-04 | 90,000 | $0.00 | 90,000 | $6.35 |
| Common Stock | Stock Option (right to buy) | Disposition | 2015-05-04 | 24,791 | $0.00 | 24,791 | $6.53 |
| Common Stock | Stock Option (right to buy) | Disposition | 2015-05-04 | 45,000 | $0.00 | 45,000 | $5.71 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2017-03-06 | No | 4 | M | Direct | |
| 34,709 | 2023-08-06 | No | 4 | M | Direct | |
| 22,500 | 2022-08-07 | No | 4 | M | Direct |
Footnotes
- The sale price reported in Table 1 represents the weighted average sale price of the shares sold ranging from $8.49 to $8.55 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- Fully vested.
- One-fourth of the shares subject to the option vested on August 6, 2014 and one forty-eighth of the shares shall vest monthly thereafter.
- One-fourth of the shares subject to the option vested on August 7, 2013 and one forty-eighth of the shares shall vest monthly thereafter.
Billionaire Hedge Funds
