Filing Details
- Accession Number:
- 0001225208-15-011493
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-05-06 17:11:23
- Reporting Period:
- 2015-05-04
- Filing Date:
- 2015-05-06
- Accepted Time:
- 2015-05-06 17:11:23
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
55785 | Kimberly Clark Corp | KMB | Converted Paper & Paperboard Prods (No Contaners/Boxes) (2670) | 390394230 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1222890 | J Thomas Falk | P.o. Box 619100 Dallas TX 75261-9100 | Chairman Of The Board And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-05-04 | 79,766 | $75.22 | 79,766 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2015-05-04 | 78,596 | $98.92 | 158,362 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-05-04 | 78,596 | $110.71 | 79,766 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-05-04 | 79,766 | $111.12 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2015-05-04 | 78,596 | $0.00 | 78,596 | $98.92 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2015-05-04 | 79,766 | $0.00 | 79,766 | $75.22 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
123,579 | 2023-05-01 | No | 4 | M | Direct | |
0 | 2022-05-02 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 13,845 | Indirect | 401(k) and Profit Sharing Plan |
Common Stock | 523,798 | Indirect | Held by TKM II, Ltd. |
Common Stock | 99,411 | Indirect | Held by TKM, Ltd. |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $110.50 to $110.99. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $110.99 to $111.51. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- Shares are held by the trustee of the Kimberly-Clark Corporation 401(k) and Profit Sharing Plan and beneficially owned by the reporting person as of recent practicable date.
- TKM II, Ltd. is a family limited partnership which is owned by (i) an entity owned by a trust, controlled by the reporting person and his spouse as general partner, and (ii) a trust controlled by the reporting person and his spouse as limited partners.
- TKM, Ltd. is a family limited partnership which is owned by (i) an entity owned by a trust, controlled by the reporting person and his spouse as general partner and (ii) two family trusts previously established for the benefit of the reporting person's son as limited partners.
- Employee stock option granted under the Kimberly-Clark Corporation 2011 Equity Participation Plan.
- All historical share and stock option exercise price data in this Form 4 have been adjusted to reflect the Corporation's spin-off of its wholly-owned subsidiary Halyard Health, Inc. on October 31, 2014. The adjustments were made to preserve the intrinsic value of the reporting person's stock options existing prior to the spin-off.
- The stock options were granted on May 1, 2013, and are fully vested and exercisable.
- The stock options were granted on May 2, 2012, and are fully vested and exercisable.