Filing Details
- Accession Number:
- 0001179110-15-007197
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-05-06 17:01:20
- Reporting Period:
- 2015-05-05
- Filing Date:
- 2015-05-06
- Accepted Time:
- 2015-05-06 17:01:20
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1366246 | Glu Mobile Inc | GLUU | Services-Computer Programming Services (7371) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1191083 | J William Miller | C/O Glu Mobile Inc. 500 Howard Street, Suite 300 San Francisco CA 94105 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-05-05 | 16,363 | $1.07 | 66,363 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-05-05 | 20,100 | $0.76 | 86,463 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-05-05 | 36,463 | $6.76 | 50,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2015-05-05 | 16,363 | $0.00 | 16,363 | $1.07 |
| Common Stcok | Stock Option (right to buy) | Disposition | 2015-05-05 | 20,100 | $0.00 | 20,100 | $0.76 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2015-08-07 | No | 4 | M | Direct | |
| 0 | 2015-05-29 | No | 4 | M | Direct |
Footnotes
- The option vested and became exercisable on a monthly basis during Mr. Miller's term as our interim-Chief Executive Officer, beginning July 1, 2009 and terminating when Niccolo de Masi was appointed as our Chief Executive Officer in January 2010.
- Option was immediately exercisable on the grant date of May 29, 2009 and vested monthly over 12 months such that the option was fully vested on May 29, 2010.
Billionaire Hedge Funds
