Filing Details
- Accession Number:
- 0001179110-15-007196
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-05-06 16:55:16
- Reporting Period:
- 2015-05-05
- Filing Date:
- 2015-05-06
- Accepted Time:
- 2015-05-06 16:55:16
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
809559 | Tcw Strategic Income Fund Inc | TSI | () | 930939398 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1531536 | B Victoria Rogers | Tcw Strategic Income Fund, Inc. 865 S. Figueroa Street, Ste., 1800 Los Angeles CA 90017 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-05-05 | 4,600 | $5.45 | 13,800 | No | 4 | P | Indirect | Rogers Family Trust I u/a dtd 11/10/89, Victoria B. Rogers TTEE |
Common Stock | Acquisiton | 2015-05-05 | 2,400 | $5.46 | 16,200 | No | 4 | P | Indirect | Rogers Family Trust I u/a dtd 11/10/89, Victoria B. Rogers TTEE |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | Rogers Family Trust I u/a dtd 11/10/89, Victoria B. Rogers TTEE |
No | 4 | P | Indirect | Rogers Family Trust I u/a dtd 11/10/89, Victoria B. Rogers TTEE |