Filing Details
- Accession Number:
- 0001209191-15-039408
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-05-06 16:05:45
- Reporting Period:
- 2015-05-04
- Filing Date:
- 2015-05-06
- Accepted Time:
- 2015-05-06 16:05:45
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1091862 | Chemtura Corp | CHMT | Plastic Material, Synth Resin/Rubber, Cellulos (No Glass) (2820) | 522183153 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1454769 | S. Billie Flaherty | 199 Benson Road Middlebury CT 06749 | Evp, Gnrl. Counsel & Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2015-05-04 | 3,409 | $30.61 | 77,308 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-05-04 | 3,596 | $30.53 | 73,712 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2015-05-04 | 10,168 | $16.03 | 83,880 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-05-04 | 10,168 | $30.58 | 73,712 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2015-05-04 | 9,283 | $15.38 | 82,995 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-05-04 | 9,283 | $30.52 | 73,712 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2015-05-04 | 10,168 | $0.00 | 10,168 | $16.03 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2015-05-04 | 9,283 | $0.00 | 9,283 | $15.38 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2021-03-10 | No | 4 | M | Direct | |
19,450 | 2022-03-01 | No | 4 | M | Direct |
Footnotes
- The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.51 to $30.68, inclusive. The reporting person undertakes to provide Chemtura Corporation, any security holder of Chemtura Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within.
- Includes 270 shares acquired under the Chemtura Corporation 2012 Employee Stock Purchase Plan on March 31, 2015.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.46 to $30.66, inclusive. The reporting person undertakes to provide Chemtura Corporation, any security holder of Chemtura Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.54 to $30.64, inclusive. The reporting person undertakes to provide Chemtura Corporation, any security holder of Chemtura Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.41 to $30.64, inclusive. The reporting person undertakes to provide Chemtura Corporation, any security holder of Chemtura Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within.
- This option, which initially represented a right to purchase a total of 57,975 shares (8,905; 19,451; and 19,451 of which were purchased on August 4, 2014; December 16, 2014; and February 27, 2015, respectively), became exercisable in three equal installments on March 10, 2011; March 31, 2012; and March 31, 2013.
- This option, which initially represented a right to purchase a total of 28,733 shares, became exercisable in three equal installments on March 1, 2013; March 1, 2014; and March 1, 2015.