Filing Details
- Accession Number:
- 0001001250-15-000036
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-05-06 16:04:42
- Reporting Period:
- 2015-05-05
- Filing Date:
- 2015-05-06
- Accepted Time:
- 2015-05-06 16:04:42
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1001250 | Estee Lauder Companies Inc | EL | Perfumes, Cosmetics & Other Toilet Preparations (2844) | 112408943 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1428855 | Fabrizio Freda | The Estee Lauder Companies Inc. 767 Fifth Avenue New York NY 10153 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2015-05-05 | 150,000 | $26.42 | 223,174 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2015-05-05 | 37,381 | $86.33 | 185,793 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2015-05-05 | 98,629 | $88.08 | 87,164 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2015-05-05 | 13,990 | $88.86 | 73,174 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Option (right to buy) | Disposition | 2015-05-05 | 150,000 | $0.00 | 150,000 | $26.42 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2010-01-01 | 2018-09-11 | No | 4 | M | Direct |
Footnotes
- The exercise of the options and sales of the shares of Class A Common Stock were made pursuant to a plan intended to comply with Rule 10b5-1(c), previously entered into on March 5, 2015.
- Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 116,666 shares exercisable from and after January 1, 2010; 116,666 shares exercisable from and after January 1, 2011; 116,668 shares exercisable from and after January 1, 2012.
- The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.
- Sales prices range from $86.64 to $87.63 per share, inclusive.
- Sales prices range from $87.64 to $88.63 per share, inclusive.
- Sales prices range from $88.65 to $89.60 per share, inclusive.
- The Reporting Person has stock options to purchase at various prices 1,199,504 shares of Class A Common Stock, 932,151 of which are currently exercisable. In addition, the Reporting Person currently has Restricted Stock Units in respect of 177,837 shares of Class A Common Stock expected to vest at various times through October 2017.
- Not applicable.