Filing Details
- Accession Number:
- 0001225208-15-011294
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-05-05 17:06:42
- Reporting Period:
- 2015-05-01
- Filing Date:
- 2015-05-05
- Accepted Time:
- 2015-05-05 17:06:42
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
16918 | Constellation Brands Inc. | STZ | Beverages (2080) | 160716709 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1245573 | Paul F Hetterich | C/O Constellation Brands, Inc. 207 High Point Drive, Building 100 Victor NY 14564 | Evp, Corp Dev & Beer Ops | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2015-05-01 | 23,740 | $0.00 | 75,019 | No | 4 | M | Direct | |
Class A Common Stock | Acquisiton | 2015-05-01 | 5,393 | $0.00 | 80,412 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2015-05-01 | 14,862 | $117.19 | 65,550 | No | 4 | F | Direct | |
Class A Common Stock | Disposition | 2015-05-04 | 1,290 | $117.28 | 64,260 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Performance Share Units | Disposition | 2015-05-01 | 23,740 | $0.00 | 23,740 | $0.00 |
Class A Common Stock | Restricted Stock Units | Disposition | 2015-05-01 | 2,967 | $0.00 | 2,967 | $0.00 |
Class A Common Stock | Restricted Stock Units | Disposition | 2015-05-01 | 1,498 | $0.00 | 1,498 | $0.00 |
Class A Common Stock | Restricted Stock Units | Disposition | 2015-05-01 | 928 | $0.00 | 928 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | M | Direct | ||
2,967 | No | 4 | M | Direct | ||
2,994 | 2014-05-01 | No | 4 | M | Direct | |
2,782 | 2015-05-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 139 | Indirect | By Son |
Footnotes
- Each performance share unit represents a contingent right to receive one share of Constellation Brands, Inc. Class A Common Stock.
- Each restricted stock unit represents a contingent right to receive one share of Constellation Brands, Inc. Class A Common Stock.
- This reported sale was matchable under Section 16(b) of the Securities Exchange Act of 1934, to the extent of 20 shares only, with the reporting person's purchase of 20 shares of Constellation Brands, Inc. Class A Common Stock at a price of $115.3684 on February 20, 2015. The reporting person has agreed to pay to Constellation Brands, Inc. $38.25, representing the full amount of the profit realized in connection with the short-swing transaction, less transaction costs.
- The performance share units disposed of in the reported transaction vested on May 1, 2015. Vested shares are delivered to the reporting person net of shares withheld to satisfy taxes.
- The restricted stock units disposed of in the reported transaction vested on May 1, 2015. Vested shares are delivered to the reporting person net of shares withheld to satisfy taxes.