Filing Details
- Accession Number:
- 0001209191-15-038651
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-05-04 20:48:16
- Reporting Period:
- 2015-04-30
- Filing Date:
- 2015-05-04
- Accepted Time:
- 2015-05-04 20:48:16
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 719739 | Svb Financial Group | SIVB | State Commercial Banks (6022) | 942856336 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1245213 | J Marc Verissimo | Svb Financial Group 3005 Tasman Drive Santa Clara CA 95054 | Chief Risk Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-04-30 | 550 | $0.00 | 19,556 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-04-30 | 207 | $132.76 | 19,349 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2015-04-30 | 1,875 | $71.11 | 21,224 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-04-30 | 1,875 | $133.86 | 19,349 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Unit | Disposition | 2015-04-30 | 550 | $0.00 | 550 | $0.00 |
| Common Stock | Stock Option | Disposition | 2015-04-30 | 1,875 | $71.11 | 1,875 | $71.11 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,100 | 2014-04-30 | 2020-04-30 | No | 4 | M | Direct |
| 3,750 | 2014-04-30 | 2020-04-30 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 11,733 | Indirect | By 401(k)/ESOP |
Footnotes
- Previously reported restricted stock units vested on 4/30/2015.
- Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock.
- Shares withheld by Issuer for payment of tax liability incurred upon vesting of restricted stock units.
- The 1,875 shares were sold through separate trades, with the sale prices ranging from $133.86 to $134.00 and at a weighted average sale price of $133.8641.
Billionaire Hedge Funds
