Filing Details
- Accession Number:
- 0001179110-15-007060
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-05-04 19:54:52
- Reporting Period:
- 2015-04-30
- Filing Date:
- 2015-05-04
- Accepted Time:
- 2015-05-04 19:54:52
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1366246 | Glu Mobile Inc | GLUU | Services-Computer Programming Services (7371) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1575630 | Chris Akhavan | C/O Glu Mobile Inc. 500 Howard Street, Suite 300 San Francisco CA 94105 | President Of Publishing | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-04-30 | 87,500 | $2.74 | 115,977 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2015-04-30 | 12,500 | $2.43 | 128,477 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-04-30 | 100,000 | $6.69 | 28,477 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (right to buy) | Disposition | 2015-04-30 | 87,500 | $0.00 | 300,000 | $2.74 |
Common Stock | Stock Option (right to buy) | Disposition | 2015-04-30 | 12,500 | $0.00 | 50,000 | $2.43 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
212,500 | 2019-05-14 | No | 4 | M | Direct | |
37,500 | 2019-06-11 | No | 4 | M | Direct |
Footnotes
- Each of the stock option exercises and the sales of the underlying option shares were effected pursuant to a trading plan designed to comply with Rule 10b5-1 of the Securities Exchange Act of 1934 that Mr. Akhavan entered into on August 4, 2014.
- Represents a weighted average price, as this transaction was executed in multiple trades at prices ranging from $6.67 to $6.73. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares purchased at each separate price.
- The option vested and became exercisable with respect to 25% of the shares on April 22, 2014 and the remaining shares vest and become exercisable in equal monthly installments over the following three years.
- The option vested and became exercisable with respect to 25% of the shares on June 11, 2014 and the remaining shares vest and become exercisable in equal monthly installments over the following three years.