Filing Details

Accession Number:
0001209191-15-038545
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-05-04 18:02:59
Reporting Period:
2015-04-30
Filing Date:
2015-05-04
Accepted Time:
2015-05-04 18:02:59
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1175609 Cavium Inc. CAVM Semiconductors & Related Devices (3674) 770558625
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1514114 P Vincent Pangrazio 2315 N. First Street
San Jose CA 95131
Svp,Gen. Counsel & Secretary No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-04-30 937 $0.00 49,615 No 4 M Direct
Common Stock Disposition 2015-05-01 10,000 $64.53 39,615 No 4 S Direct
Common Stock Disposition 2015-05-04 2,000 $65.10 37,615 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted stock units Disposition 2015-04-30 937 $0.00 937 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
2,813 No 4 M Direct
Footnotes
  1. As reported on Form 4 dated February 28, 2012, the reporting person received a grant of 15,000 Restricted Stock Units (RSU's) on February 24, 2012 pursuant to Cavium's 2007 Equity Incentive Plan. 1/16th of the RSUs vested on April 30, 2012, and 1/16th will vest on the 30th day of the first month of each of the calendar quarter thereafter. The vesting of this RSU grant on April 30, 2015 resulted to issuance of 937 shares of Cavium's common stock at no cost.
  2. The sale was made under a 10b5-1 trading plan adopted by the reporting person.
  3. Shares were sold ranging from $63.54 per share to $65.00 per share.
  4. Shares were sold ranging from $64.80 per share to $65.46 per share.