Filing Details
- Accession Number:
- 0001209191-15-038507
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-05-04 17:27:56
- Reporting Period:
- 2015-05-01
- Filing Date:
- 2015-05-04
- Accepted Time:
- 2015-05-04 17:27:56
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1393612 | Discover Financial Services | DFS | Personal Credit Institutions (6141) | 362517428 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1401336 | Harit Talwar | 2500 Lake Cook Road Riverwoods IL 60015 | Evp | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-05-01 | 15,691 | $26.68 | 306,821 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-05-01 | 15,691 | $59.24 | 291,130 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option | Disposition | 2015-05-01 | 15,691 | $0.00 | 15,691 | $26.68 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2016-12-12 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 50,100 | Indirect | By grantor retained annuity trust |
| Common Stock | 676 | Indirect | By ESOP |
Footnotes
- This option became fully vested on January 2, 2005.
- In connection with Discover Financial Services' spin-off from Morgan Stanley, this option was granted by Discover Financial Services in replacement of an option to purchase 5,341 shares of common stock of Morgan Stanley at an exercise price of $78.40.
Billionaire Hedge Funds
