Filing Details

Accession Number:
0001209191-15-038444
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-05-04 16:32:07
Reporting Period:
2015-04-30
Filing Date:
2015-05-04
Accepted Time:
2015-05-04 16:32:07
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1613665 Great Western Bancorp Inc. GWB State Commercial Banks (6022) 471308512
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
833029 Ltd Bank Australia National Level 1, 800 Bourke Street
Docklands, Victoria C3 3008
Yes No Yes No
1622163 National Americas Holdings Llc 245 Park Avenue
New York NY 10167
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share Disposition 2015-04-30 20,000,000 $20.59 19,486,114 No 4 S Indirect See footnote
Common Stock, Par Value $0.01 Per Share Disposition 2015-05-01 3,000,000 $20.59 16,486,114 No 4 S Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See footnote
No 4 S Indirect See footnote
Footnotes
  1. On April 30, 2015, National Americas Holdings LLC ("NAH"), a wholly owned subsidiary of National Australia Bank Limited ("NAB"), and NAB entered into an underwriting agreement (the "Underwriting Agreement") with Great Western Bancorp, Inc. (the "Company") and Merrill Lynch, Pierce, Fenner & Smith Incorporated, Deutsche Bank Securities Inc. and J.P. Morgan Securities LLC, as representatives of the several underwriters listed on Schedule A thereto (the "Underwriters"), providing for the sale of by NAH 20,000,000 shares of common stock of the Company in an underwritten public offering (the "Offering").
  2. (Continued from footnote 1) The Underwriting Agreement also granted the Underwriters an option to purchase up to an additional 3,000,000 shares of common stock of the Company from NAH within 30 days from the date of the Underwriting Agreement. On May 1, 2015, the Underwriters exercised the option in full. As a result, NAH has agreed to sell 23,000,000 shares to the Underwriters at a price of $20.58625 per share of common stock, representing 39.7% of the outstanding common stock of the Company. The closing is expected to occur on May 6, 2015.
  3. These securities are owned of record by NAH. NAB, as the ultimate parent of NAH, is deemed to beneficially own all shares of common stock of the Company. The board of directors of NAB has the power to vote, or direct the vote of, and to dispose, or direct the disposition of, shares of common stock of the Company owned of record by NAH. Each of NAB and NAH may be deemed a director by deputization of the Company.