Filing Details
- Accession Number:
- 0001209191-15-038444
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-05-04 16:32:07
- Reporting Period:
- 2015-04-30
- Filing Date:
- 2015-05-04
- Accepted Time:
- 2015-05-04 16:32:07
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1613665 | Great Western Bancorp Inc. | GWB | State Commercial Banks (6022) | 471308512 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
833029 | Ltd Bank Australia National | Level 1, 800 Bourke Street Docklands, Victoria C3 3008 | Yes | No | Yes | No | |
1622163 | National Americas Holdings Llc | 245 Park Avenue New York NY 10167 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.01 Per Share | Disposition | 2015-04-30 | 20,000,000 | $20.59 | 19,486,114 | No | 4 | S | Indirect | See footnote |
Common Stock, Par Value $0.01 Per Share | Disposition | 2015-05-01 | 3,000,000 | $20.59 | 16,486,114 | No | 4 | S | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
Footnotes
- On April 30, 2015, National Americas Holdings LLC ("NAH"), a wholly owned subsidiary of National Australia Bank Limited ("NAB"), and NAB entered into an underwriting agreement (the "Underwriting Agreement") with Great Western Bancorp, Inc. (the "Company") and Merrill Lynch, Pierce, Fenner & Smith Incorporated, Deutsche Bank Securities Inc. and J.P. Morgan Securities LLC, as representatives of the several underwriters listed on Schedule A thereto (the "Underwriters"), providing for the sale of by NAH 20,000,000 shares of common stock of the Company in an underwritten public offering (the "Offering").
- (Continued from footnote 1) The Underwriting Agreement also granted the Underwriters an option to purchase up to an additional 3,000,000 shares of common stock of the Company from NAH within 30 days from the date of the Underwriting Agreement. On May 1, 2015, the Underwriters exercised the option in full. As a result, NAH has agreed to sell 23,000,000 shares to the Underwriters at a price of $20.58625 per share of common stock, representing 39.7% of the outstanding common stock of the Company. The closing is expected to occur on May 6, 2015.
- These securities are owned of record by NAH. NAB, as the ultimate parent of NAH, is deemed to beneficially own all shares of common stock of the Company. The board of directors of NAB has the power to vote, or direct the vote of, and to dispose, or direct the disposition of, shares of common stock of the Company owned of record by NAH. Each of NAB and NAH may be deemed a director by deputization of the Company.