Filing Details
- Accession Number:
- 0001225208-15-010969
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-05-04 16:22:34
- Reporting Period:
- 2015-04-30
- Filing Date:
- 2015-05-04
- Accepted Time:
- 2015-05-04 16:22:34
- SEC Url:
- Form 4 Filing
Issuer
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1557353 | Rufus William Yates | Po Box 1250 Winston-Salem NC 27102-1250 | Sr. Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2015-04-30 | 7,211 | $38.10 | 34,768 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2015-05-01 | 14,608 | $27.75 | 49,376 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-05-01 | 1,377 | $16.88 | 50,753 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-05-01 | 15,985 | $38.37 | 34,768 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2015-05-01 | 14,608 | $0.00 | 14,608 | $27.75 |
| Common Stock | Stock Option (right to buy) | Disposition | 2015-05-01 | 1,377 | $0.00 | 1,377 | $16.88 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2011-02-23 | 2020-02-23 | No | 4 | M | Direct |
| 0 | 2010-02-24 | 2019-02-24 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 17,683 | Indirect | By 401(k) |
| Common Stock | 1,700 | Indirect | By ESOP |
| Common Stock | 13,808 | Indirect | By Family Trust |
| Common Stock | 8,192 | Indirect | By Father |
| Series F Nonconvertible Perpetual Preferred Stock | 7,345 | Indirect | By Father |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | $44.15 | 2008-02-20 | 2017-02-20 | 11,901 | 11,901 | Direct |
| Common Stock | Stock Option (right to buy) | $39.73 | 2007-02-21 | 2016-02-21 | 12,368 | 12,368 | Direct |
| Common Stock | Stock Option (right to buy) | $30.09 | 2013-02-21 | 2022-02-21 | 13,953 | 13,953 | Direct |
| Common Stock | Stock Option (right to buy) | $27.73 | 2012-02-22 | 2021-02-22 | 11,159 | 11,159 | Direct |
| Common Stock | Stock Option (right to buy) | $37.55 | 2015-02-25 | 2024-02-25 | 3,400 | 3,400 | Direct |
| Common Stock | Stock Option (right to buy) | $34.29 | 2009-02-26 | 2018-02-26 | 16,019 | 16,019 | Direct |
| Common Stock | Stock Option (right to buy) | $30.08 | 2014-02-26 | 2023-02-26 | 14,562 | 14,562 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2017-02-20 | 11,901 | 11,901 | Direct |
| 2016-02-21 | 12,368 | 12,368 | Direct |
| 2022-02-21 | 13,953 | 13,953 | Direct |
| 2021-02-22 | 11,159 | 11,159 | Direct |
| 2024-02-25 | 3,400 | 3,400 | Direct |
| 2018-02-26 | 16,019 | 16,019 | Direct |
| 2023-02-26 | 14,562 | 14,562 | Direct |
Footnotes
- The price in Column 4 is a weighted average price. The prices actually received ranged from $38.080 to $38.130. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- Includes 0.006 shares acquired March 2015, under the Issuer's Dividend Reinvestment Plan.
- The price in Column 4 is a weighted average price. The prices actually received ranged from $38.330 to $38.400. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- Includes 665.898 shares acquired between January 1, 2015 and March 31, 2015, under the Issuer's 401(k) plan. The information in this report is based on a plan statement dated January 1, 2015 through March 31, 2015.
- The option is exercisable in four equal annual installments beginning on 02/23/2011.
- The option is exercisable in five equal annual installments beginning on 02/24/2010.
- The option is exercisable in five equal annual installments beginning on 2/20/2008.
- The option is exercisable in five equal annual installments beginning on 2/21/2007.
- The option is exercisable in four equal annual installments beginning on 02/21/2013.
- The option is exercisable in four equal annual installments beginning on 2/22/2012.
- On February 25, 2014, the reporting person was granted an option to purchase 10,204 shares of common stock. The option vests ratably over three years based on certain performance criteria for each vesting year ending February 25, 2015, 2016, and 2017. The performance criteria for 2015 were met, resulting in vesting of the option as to 3,400 shares.
- The option is exercisable in five equal annual installments beginning on 2/26/2009.
- The option is exercisable in three equal annual installments beginning on 02/26/2014.
Billionaire Hedge Funds
