Filing Details

Accession Number:
0001140361-15-017367
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-05-04 15:00:19
Reporting Period:
2015-04-30
Filing Date:
2015-05-04
Accepted Time:
2015-05-04 15:00:19
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1272550 Root9B Technologies Inc. RTNB Services-Management Consulting Services (8742) 200443575
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1304755 Jr J Joseph Grano C/O Root9B Technologies
4521 Sharon Road, Suite 300
Charlotte NC 28211
Ceo And Chairman Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $.001 Acquisiton 2015-04-30 3,675 $1.73 3,804,508 No 4 P Indirect Grano Family Foundation
Common Stock, Par Value $.001 Acquisiton 2015-04-30 45,400 $1.74 3,849,908 No 4 P Indirect Grano Family Foundation
Common Stock, Par Value $.001 Acquisiton 2015-04-30 5,925 $1.75 3,855,833 No 4 P Indirect Grano Family Foundation
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect Grano Family Foundation
No 4 P Indirect Grano Family Foundation
No 4 P Indirect Grano Family Foundation
Footnotes
  1. All of these shares are held by the Grano Family Foundation of which Joseph Grano is the Trustee. The reporting person disclaims ownership of the securities as he has no pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.