Filing Details
- Accession Number:
- 0001140361-15-017367
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-05-04 15:00:19
- Reporting Period:
- 2015-04-30
- Filing Date:
- 2015-05-04
- Accepted Time:
- 2015-05-04 15:00:19
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1272550 | Root9B Technologies Inc. | RTNB | Services-Management Consulting Services (8742) | 200443575 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1304755 | Jr J Joseph Grano | C/O Root9B Technologies 4521 Sharon Road, Suite 300 Charlotte NC 28211 | Ceo And Chairman | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $.001 | Acquisiton | 2015-04-30 | 3,675 | $1.73 | 3,804,508 | No | 4 | P | Indirect | Grano Family Foundation |
Common Stock, Par Value $.001 | Acquisiton | 2015-04-30 | 45,400 | $1.74 | 3,849,908 | No | 4 | P | Indirect | Grano Family Foundation |
Common Stock, Par Value $.001 | Acquisiton | 2015-04-30 | 5,925 | $1.75 | 3,855,833 | No | 4 | P | Indirect | Grano Family Foundation |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | Grano Family Foundation |
No | 4 | P | Indirect | Grano Family Foundation |
No | 4 | P | Indirect | Grano Family Foundation |
Footnotes
- All of these shares are held by the Grano Family Foundation of which Joseph Grano is the Trustee. The reporting person disclaims ownership of the securities as he has no pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.