Filing Details
- Accession Number:
- 0001104659-15-033310
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-05-01 20:57:51
- Reporting Period:
- 2015-04-29
- Filing Date:
- 2015-05-01
- Accepted Time:
- 2015-05-01 20:57:51
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1555492 | Fairway Group Holdings Corp | FWM | Retail-Grocery Stores (5411) | 741201087 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1559581 | Nathalie Augustin | C/O Fairway Group Holdings Corp. 2284 12Th Avenue New York NY 10027 | Senior Vp - General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock, Par Value $0.00001 Per Share | Acquisiton | 2015-04-29 | 3,000 | $0.00 | 51,973 | No | 4 | M | Direct | |
Class A Common Stock, Par Value $0.00001 Per Share | Disposition | 2015-04-30 | 1,320 | $5.50 | 50,653 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Restricted Stock Units for Class A Common Stock | Disposition | 2015-04-29 | 3,000 | $0.00 | 3,000 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
3,000 | No | 4 | M | Direct |
Footnotes
- Restricted stock units ("RSUs") converted into common stock on a one-for-one basis.
- The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 6, 2015 to pay withholding taxes due upon the issuance of shares in settlement of the RSUs.
- On April 29, 2014, the reporting person was granted 6,000 RSUs, vesting in two equal annual installments beginning on the first anniversary of the grant date, contingent upon Ms. Augustin's continued employment.