Filing Details
- Accession Number:
- 0001209191-15-038177
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-05-01 19:05:48
- Reporting Period:
- 2015-04-29
- Filing Date:
- 2015-05-01
- Accepted Time:
- 2015-05-01 19:05:48
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
719739 | Svb Financial Group | SIVB | State Commercial Banks (6022) | 942856336 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1398582 | Michael Descheneaux | Svb Financial Group 3005 Tasman Drive Santa Clara CA 95054 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-04-29 | 444 | $0.00 | 9,708 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-04-29 | 212 | $133.12 | 9,496 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2015-04-29 | 2,000 | $60.37 | 11,496 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2015-04-29 | 1,000 | $45.19 | 12,496 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2015-04-29 | 2,000 | $64.37 | 14,496 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-04-29 | 200 | $133.82 | 14,296 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-04-29 | 100 | $133.76 | 14,196 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-04-29 | 300 | $133.72 | 13,896 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-04-29 | 300 | $133.70 | 13,596 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-04-29 | 1,100 | $133.68 | 12,496 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-04-29 | 500 | $133.74 | 11,996 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-04-29 | 1,162 | $133.73 | 10,834 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-04-29 | 100 | $133.65 | 10,734 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-04-29 | 500 | $133.33 | 10,234 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-04-29 | 138 | $133.31 | 10,096 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-04-29 | 2,000 | $133.32 | 8,096 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-04-29 | 600 | $133.77 | 7,496 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option | Disposition | 2015-04-29 | 2,000 | $64.37 | 2,000 | $64.37 |
Common Stock | Stock Option | Disposition | 2015-04-29 | 2,000 | $60.37 | 2,000 | $60.37 |
Common Stock | Restricted Stock Unit | Disposition | 2015-04-29 | 444 | $0.00 | 444 | $0.00 |
Common Stock | Stock Option | Disposition | 2015-04-29 | 1,000 | $45.19 | 1,000 | $45.19 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
13,400 | 2013-05-01 | 2019-05-01 | No | 4 | M | Direct |
8,000 | 2012-04-27 | 2018-04-27 | No | 4 | M | Direct |
1,330 | 2015-04-29 | 2021-04-29 | No | 4 | M | Direct |
4,767 | 2011-07-27 | 2017-07-27 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 260 | Indirect | By 401(k)/ESOP |
Footnotes
- Previously reported restricted stock units vested on 4/29/2015.
- Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock.
- Shares withheld by Issuer for payment of tax liability incurred upon vesting of restricted stock units.
- The 2,000 shares were sold through separate trades, with the sale prices ranging from $133.11 to $133.73 and at a weighted average saleprice of $133.3199.