Filing Details
- Accession Number:
- 0001140361-15-017213
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-05-01 16:13:24
- Reporting Period:
- 2015-04-30
- Filing Date:
- 2015-05-01
- Accepted Time:
- 2015-05-01 16:13:24
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1272550 | Root9B Technologies Inc. | RTNB | Services-Management Consulting Services (8742) | 200443575 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1304755 | Jr J Joseph Grano | C/O Premier Alliance Group 4521 Sharon Road, Suite 300 Charlotte NC 28211 | Ceo / Chairman | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.001 | Acquisiton | 2015-04-30 | 2,000 | $1.70 | 3,745,833 | No | 4 | P | Direct | |
| Common Stock, Par Value $.001 | Acquisiton | 2015-04-30 | 55,000 | $1.74 | 3,800,833 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Footnotes
- 2,681,613 shares are held by the Joseph Grano Childrens Trust of which Joseph Grano has the right to execute a substitution clause. 957,220 shares are held by Centurion Holdings LLC of which Joseph Grano is a controlling member. The reporting person disclaims ownership of the securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed to be an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
Billionaire Hedge Funds
