Filing Details
- Accession Number:
- 0001127602-15-015748
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-05-01 14:04:24
- Reporting Period:
- 2015-04-30
- Filing Date:
- 2015-05-01
- Accepted Time:
- 2015-05-01 14:04:24
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
714530 | Newbridge Bancorp | NBBC | State Commercial Banks (6022) | 561348147 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1572777 | H Spence Broadhurst | P. O. Box 18807 Greensboro NC 27419 | Sevp And Chief Banking Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2015-04-30 | 81 | $8.12 | 2,407 | No | 4 | P | Indirect | Deferred Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | Deferred Trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 13,104 | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Class A Common Stock | Restricted Stock Units | $0.00 | 2016-01-01 | 8,468 | 8,468 | Direct | |
Class A Common Stock | Restricted Stock Units | $0.00 | 2016-01-01 | 3,856 | 3,856 | Direct | |
Class A Common Stock | Restricted Stock Units | $0.00 | 2017-01-01 | 6,398 | 6,398 | Direct | |
Class A Common Stock | Restricted Stock Units | $0.00 | 2018-01-01 | 10,000 | 10,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
8,468 | 8,468 | Direct | |
3,856 | 3,856 | Direct | |
6,398 | 6,398 | Direct | |
10,000 | 10,000 | Direct |
Footnotes
- Each restricted stock unit represents the contingent right to receive one share of Class A Common Stock upon vesting of the unit.
- The restricted stock units vest as follows: (i) up to 50% on 1/1/2016, subject to the satisfaction of certain performance metrics; and (ii) 50% on 1/1/2016 and in each case subject to the recipient's continued employment through the applicable vesting date.
- No expiration date.
- The restricted stock units vest as follows: 100% on 1/1/2016 subject to the recipient's continued employment through the vesting date.
- The restricted stock units vest as follows: (i) up to 50% on 1/1/2017, subject to the satisfaction of certain performance metrics; and (ii) 50% on 1/1/2017 and in each case subject to the recipient's continued employment through the applicable vesting date.
- The restricted stock units vest as follows: (i) up to 50% on 1/1/2018, subject to the satisfaction of certain performance metrics; and (ii) 50% on 1/1/2018 and in each case subject to the recipient's continued employment through the applicable vesting date.