Filing Details

Accession Number:
0001209191-15-037712
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-05-01 13:12:15
Reporting Period:
2015-04-29
Filing Date:
2015-05-01
Accepted Time:
2015-05-01 13:12:15
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
855612 Zix Corp ZIXI Services-Computer Processing & Data Preparation (7374) 752216818
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1188811 Dave Robertson 2711 N. Haskell Avenue
Suite 2300, Lb 36
Dallas TX 75204
Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-04-29 62,700 $1.50 261,084 No 4 M Direct
Common Stock Disposition 2015-04-29 62,700 $4.28 198,384 No 4 S Direct
Common Stock Acquisiton 2015-04-30 37,300 $1.50 235,684 No 4 M Direct
Common Stock Disposition 2015-04-30 37,300 $4.29 198,384 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Common Stock Options Disposition 2015-04-29 62,700 $0.00 62,700 $1.50
Common Stock Common Stock Options Disposition 2015-04-30 37,300 $0.00 37,300 $1.50
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
37,300 2016-12-17 No 4 M Direct
0 2016-12-17 No 4 M Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.25 to $4.37, inclusive. The reporting person undertakes to provide to Zix Corporation, any security holder of Zix Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4.
  2. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.25 to $4.35, inclusive. The reporting person undertakes to provide to Zix Corporation, any security holder of Zix Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (2) to this Form 4.
  3. Grant of 100,000 options on December 18, 2006 vested quarterly and pro-rata over three years.