Filing Details

Accession Number:
0001179110-15-006891
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-04-30 21:17:02
Reporting Period:
2015-04-29
Filing Date:
2015-04-30
Accepted Time:
2015-04-30 21:17:02
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1436304 Kythera Biopharmaceuticals Inc KYTH Pharmaceutical Preparations (2834) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1416180 R Keith Leonard 30930 Russell Ranch Road
3Rd Floor
Westlake Village CA 91362
President & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-04-29 14,662 $0.00 14,662 No 4 A Direct
Common Stock Disposition 2015-04-30 4,557 $45.21 10,105 No 4 S Direct
Common Stock Disposition 2015-04-30 1,000 $45.67 9,105 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 S Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 863,073 Indirect See footnote
Common Stock 47,103 Indirect See footnote
Common Stock 47,103 Indirect See footnote
Common Stock 189 Indirect See footnote
Common Stock 189 Indirect See footnote
Footnotes
  1. Shares held by Leonard Family Trust, dated August 28, 1996, Keith Richard Leonard, Jr. and Nanette LaRosa Leonard, Trustees.
  2. Shares held by Keith Richard Leonard, Jr., Retained Annuity Trust, Dated 12 April, 2010, Keith Richard Leonard, Jr., Trustee.
  3. Shares held by Nanette LaRosa Leonard, Retained Annuity Trust, Dated 12 April, 2010, Keith Richard Leonard, Jr., Trustee.
  4. Shares held by Keith R. Leonard III. Keith R. Leonard III is the son of the Reporting Person.
  5. Shares held by Nina R. Leonard. Nina R. Leonard is the daughter of the Reporting Person.
  6. On January 22, 2014, the Reporting Person was granted 14,662 restricted stock units (RSUs), with 100% of the RSUs to vest upon approval of the Issuer's New Drug Application (NDA) by the U.S. Food and Drug Administration. The NDA was approved on April 29, 2015. The Reporting Person received one (1) share of Common Stock for each one (1) RSU upon vesting.
  7. Sale of shares to satisfy tax withholding obligations in connection with the vesting of the RSUs.
  8. The price reported in Column 4 is a weighted average sale price. The shares were sold in multiple transactions at prices ranging from $44.57 to $45.46, inclusive. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
  9. The price reported in Column 4 is a weighted average sale price. The shares were sold in multiple transactions at prices ranging from $45.51 to $45.76, inclusive. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.