Filing Details
- Accession Number:
- 0001179110-15-006891
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-04-30 21:17:02
- Reporting Period:
- 2015-04-29
- Filing Date:
- 2015-04-30
- Accepted Time:
- 2015-04-30 21:17:02
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1436304 | Kythera Biopharmaceuticals Inc | KYTH | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1416180 | R Keith Leonard | 30930 Russell Ranch Road 3Rd Floor Westlake Village CA 91362 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-04-29 | 14,662 | $0.00 | 14,662 | No | 4 | A | Direct | |
Common Stock | Disposition | 2015-04-30 | 4,557 | $45.21 | 10,105 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-04-30 | 1,000 | $45.67 | 9,105 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 863,073 | Indirect | See footnote |
Common Stock | 47,103 | Indirect | See footnote |
Common Stock | 47,103 | Indirect | See footnote |
Common Stock | 189 | Indirect | See footnote |
Common Stock | 189 | Indirect | See footnote |
Footnotes
- Shares held by Leonard Family Trust, dated August 28, 1996, Keith Richard Leonard, Jr. and Nanette LaRosa Leonard, Trustees.
- Shares held by Keith Richard Leonard, Jr., Retained Annuity Trust, Dated 12 April, 2010, Keith Richard Leonard, Jr., Trustee.
- Shares held by Nanette LaRosa Leonard, Retained Annuity Trust, Dated 12 April, 2010, Keith Richard Leonard, Jr., Trustee.
- Shares held by Keith R. Leonard III. Keith R. Leonard III is the son of the Reporting Person.
- Shares held by Nina R. Leonard. Nina R. Leonard is the daughter of the Reporting Person.
- On January 22, 2014, the Reporting Person was granted 14,662 restricted stock units (RSUs), with 100% of the RSUs to vest upon approval of the Issuer's New Drug Application (NDA) by the U.S. Food and Drug Administration. The NDA was approved on April 29, 2015. The Reporting Person received one (1) share of Common Stock for each one (1) RSU upon vesting.
- Sale of shares to satisfy tax withholding obligations in connection with the vesting of the RSUs.
- The price reported in Column 4 is a weighted average sale price. The shares were sold in multiple transactions at prices ranging from $44.57 to $45.46, inclusive. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- The price reported in Column 4 is a weighted average sale price. The shares were sold in multiple transactions at prices ranging from $45.51 to $45.76, inclusive. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.