Filing Details

Accession Number:
0001288123-15-000015
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-04-30 20:59:12
Reporting Period:
2014-05-08
Filing Date:
2015-04-30
Accepted Time:
2015-04-30 20:59:12
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1098972 Agenus Inc AGEN Biological Products, (No Disgnostic Substances) (2836) 061562417
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1380178 Shahzad Malik Agenus Inc.
3 Forbes Road
Lexington MA 02421
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-05-08 111,289 $3.00 1,107,377 No 4 J Indirect see footnote
Common Stock Disposition 2015-04-28 700,000 $7.16 407,377 No 4 S Indirect see footnote
Common Stock Disposition 2015-04-29 407,377 $7.02 0 No 4 S Indirect see footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 J Indirect see footnote
No 4 S Indirect see footnote
No 4 S Indirect see footnote
Footnotes
  1. On May 8, 2014, Agenus Inc. issued to Advent Venture Partners LLP ("Advent") and its affiliated entities, and not Dr. Malik in his individual capacity, 111,289 shares of common stock of Agenus Inc., as repayment for certain indebtedness owed by 4-Antibody-AG, a wholly-owned subsidiary of Agenus Inc., to Advent and its affiliated entities as former shareholders of 4-Antibody AG prior to Agenus Inc.'s acquisition of 4-Antibody AG in February 2014. Dr. Malik is a GP of Advent Venture Partners LLP and shares voting and investment power of the shares, and disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
  2. Represents shares sold by Advent Venture Partners LLP and its affiliated entities, and not Dr. Malik in his individual capacity.