Filing Details
- Accession Number:
- 0000878526-15-000010
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-04-30 20:56:39
- Reporting Period:
- 2015-04-28
- Filing Date:
- 2015-04-30
- Accepted Time:
- 2015-04-30 20:56:39
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
878526 | Natus Medical Inc | BABY | Electromedical & Electrotherapeutic Apparatus (3845) | 770154833 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1208700 | M Kenneth Traverso | C/O Natus Medical Incorporated 1501 Industrial Road San Carlos CA 94070 | Vp/Gm Newborn Care | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $0.001 Par Value Per Share | Acquisiton | 2015-04-28 | 18,933 | $10.03 | 120,616 | No | 4 | M | Direct | |
Common Stock, $0.001 Par Value Per Share | Disposition | 2015-04-28 | 18,933 | $40.83 | 101,683 | No | 4 | S | Direct | |
Common Stock, $0.001 Par Value Per Share | Acquisiton | 2015-04-28 | 15,128 | $10.03 | 116,811 | No | 4 | M | Direct | |
Common Stock, $0.001 Par Value Per Share | Disposition | 2015-04-28 | 15,128 | $40.83 | 101,683 | No | 4 | S | Direct | |
Common Stock, $0.001 Par Value Per Share | Disposition | 2015-04-28 | 8,572 | $40.75 | 0 | No | 4 | S | Indirect | By Family Trust |
Common Stock, $0.001 Par Value Per Share | Disposition | 2015-04-28 | 10,500 | $40.75 | 0 | No | 4 | S | Indirect | By IRA |
Common Stock, $0.001 Par Value Per Share | Disposition | 2015-04-28 | 4,100 | $40.75 | 0 | No | 4 | S | Indirect | By IRA for Spouse |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Indirect | By Family Trust |
No | 4 | S | Indirect | By IRA |
No | 4 | S | Indirect | By IRA for Spouse |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Nonqualified Stock Option | Disposition | 2015-04-28 | 18,933 | $0.00 | 18,933 | $10.03 |
Common Stock | Nonqualified Stock Option | Disposition | 2015-04-28 | 15,128 | $0.00 | 15,128 | $10.03 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
15,128 | 2005-07-09 | 2015-06-09 | No | 4 | M | Direct |
0 | 2005-07-09 | 2015-06-09 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $40.80 to $41.01. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $40.75 to $40.82. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.