Filing Details
- Accession Number:
- 0001078782-15-000661
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-04-30 20:53:42
- Reporting Period:
- 2015-04-28
- Filing Date:
- 2015-04-30
- Accepted Time:
- 2015-04-30 20:53:42
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1101026 | Zivo Bioscience Inc. | ZIVO | Food And Kindred Products (2000) | 870699977 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1618035 | Hep Investments Llc | 2804 Orchard Lake Rd Ste 205 Keego Harbor MI 48302 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-04-28 | 299,400 | $0.13 | 1,540,527 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Common Stock Purchase Warrant | Acquisiton | 2014-09-19 | 166,667 | $0.00 | 166,667 | $0.15 |
Common Stock | Common Stock Purchase Warrant | Acquisiton | 2014-12-08 | 84,700 | $0.00 | 84,700 | $0.10 |
Common Stock | Common Stock Purchase Warrant | Acquisiton | 2015-02-27 | 227,500 | $0.00 | 227,500 | $0.10 |
Common Stock | Common Stock Purchase Warrant | Acquisiton | 2015-03-27 | 135,000 | $0.00 | 135,000 | $0.10 |
Common Stock | Common Stock Purchase Warrant | Acquisiton | 2015-04-15 | 155,000 | $0.00 | 155,000 | $0.10 |
Common Stock | Common Stock Purchase Warrant | Acquisiton | 2015-04-17 | 62,800 | $0.00 | 62,800 | $0.10 |
Common Stock | Convertible Debt | Acquisiton | 2014-09-19 | 1,666,667 | $250,000.00 | 1,666,667 | $0.15 |
Common Stock | Convertible Debt | Acquisiton | 2014-12-08 | 847,000 | $84,700.00 | 847,000 | $0.10 |
Common Stock | Convertible Debt | Acquisiton | 2015-02-27 | 2,275,000 | $227,500.00 | 2,275,000 | $0.10 |
Common Stock | Convertible Debt | Acquisiton | 2015-03-27 | 1,350,000 | $135,000.00 | 1,350,000 | $0.10 |
Common Stock | Convertible Debt | Acquisiton | 2015-04-15 | 1,550,000 | $155,000.00 | 1,550,000 | $0.10 |
Common Stock | Convertible Debt | Acquisiton | 2015-04-17 | 628,000 | $62,800.00 | 628,000 | $0.10 |
Common Stock | Accrued Interest converting into Common Stock | Acquisiton | 2015-04-28 | 7,774,165 | $0.00 | 7,774,165 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
38,090,000 | 2014-09-19 | 2019-09-19 | No | 4 | P | Direct |
38,174,700 | 2014-12-08 | 2019-12-08 | No | 4 | P | Direct |
38,402,200 | 2015-02-27 | 2019-02-27 | No | 4 | P | Direct |
38,537,200 | 2015-03-27 | 2019-03-27 | No | 4 | P | Direct |
38,692,200 | 2015-04-15 | 2019-04-15 | No | 4 | P | Direct |
38,755,000 | 2015-04-17 | 2019-04-17 | No | 4 | P | Direct |
40,421,667 | 2014-09-19 | 2016-09-19 | No | 4 | P | Direct |
41,268,667 | 2014-12-08 | 2016-12-08 | No | 4 | P | Direct |
43,543,667 | 2015-02-27 | 2017-02-27 | No | 4 | P | Direct |
44,893,667 | 2015-03-27 | 2017-03-27 | No | 4 | P | Direct |
46,443,667 | 2015-04-15 | 2017-04-15 | No | 4 | P | Direct |
47,071,667 | 2015-04-17 | 2017-04-17 | No | 4 | P | Direct |
54,845,832 | 2011-12-02 | 2017-04-17 | No | 4 | P | Direct |
Footnotes
- HEP Investments has sold participation interests to certain persons in such securities and none of these persons, individually, owns an interest in more than 5% of the Issuer's Common Stock, except for Christopher D. Maggiore, who owns more than a 5% interest in the Issuer's Common Stock.
- These warrants are for that number of securities which correspond to the number of securities for the corresponding tranche of convertible debt held by the Reporting Person pursuant to the Sixth Amended and Restated Senior Secured Promissory Note delivered by the Issuer to the Reporting Person (the "Convertible Note").
- This represents paid-in-kind interest on the Convertible Debt already held by the Reporting Person.
- Unless the maturity date of the respective tranches are extended beyond these expiration dates by the Reporting Person pursuant to the terms of the Convertible Note.
- $.10 to $.30