Filing Details
- Accession Number:
- 0001580608-15-000073
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-04-30 16:23:17
- Reporting Period:
- 2015-04-28
- Filing Date:
- 2015-04-30
- Accepted Time:
- 2015-04-30 16:23:17
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1580608 | Santander Consumer Usa Holdings Inc. | SC | Personal Credit Institutions (6141) | 320414408 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1518314 | G. Thomas Dundon | Santander Consumer Usa Holdings Inc. 1601 Elm St., Ste 800 Dallas TX 75201 | Chief Executive Officer | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-04-28 | 663,845 | $9.21 | 1,089,732 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-04-28 | 663,845 | $24.00 | 425,887 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2015-04-29 | 1,081,163 | $9.21 | 1,507,050 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-04-29 | 817,010 | $9.21 | 2,324,060 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-04-29 | 1,898,173 | $24.00 | 425,887 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock option (right to buy) | Disposition | 2015-04-28 | 663,845 | $0.00 | 663,845 | $9.21 |
| Common Stock | Stock option (right to buy) | Disposition | 2015-04-29 | 1,081,163 | $0.00 | 1,081,163 | $9.21 |
| Common Stock | Stock option (right to buy) | Disposition | 2015-04-29 | 817,010 | $0.00 | 817,010 | $9.21 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 9,397,398 | 2021-12-31 | No | 4 | M | Direct | |
| 8,316,235 | 2021-12-31 | No | 4 | M | Direct | |
| 7,499,225 | 2021-12-31 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 34,598,506 | Indirect | by DDFS LLC |
Footnotes
- The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
- Granted pursuant to the Santander Consumer USA Inc. 2011 Management Equity Plan. 20% of the options vested upon each of December 31, 2012 and 2013 and the remainder vested upon consummation of the initial public offering; all options are currently exercisable.
- Granted pursuant to the Santander Consumer USA Inc. 2011 Management Equity Plan. The stock option award was originally time vested, generally based on continued service, and performance vested. In accordance with the company's achievement of certain performance targets, 20% of the options vested upon each of December 31, 2012, and 2013, and the remainder vested upon consummation of the initial public offering. All options are currently exercisable.
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