Filing Details
- Accession Number:
- 0001140361-15-017021
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-04-30 16:07:41
- Reporting Period:
- 2015-04-29
- Filing Date:
- 2015-04-30
- Accepted Time:
- 2015-04-30 16:07:41
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1324772 | Apigee Corp | APIC | Services-Prepackaged Software (7372) | 201367539 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1040273 | Third Point Llc | 390 Park Avenue New York NY 10022 | No | No | Yes | No | |
1300345 | S Daniel Loeb | 390 Park Avenue New York NY 10022 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $0.001 Par Value Per Share | Acquisiton | 2015-04-29 | 300,000 | $17.00 | 300,000 | No | 4 | P | Indirect | See footnote |
Common Stock, $0.001 Par Value Per Share | Acquisiton | 2015-04-29 | 1,596,856 | $0.00 | 1,896,856 | No | 4 | C | Indirect | See footnote |
Common Stock, $0.001 Par Value Per Share | Acquisiton | 2015-04-29 | 319,211 | $0.00 | 2,216,067 | No | 4 | C | Indirect | See footnote |
Common Stock, $0.001 Par Value Per Share | Acquisiton | 2015-04-29 | 292,276 | $0.00 | 2,508,343 | No | 4 | C | Indirect | See footnote |
Common Stock, $0.001 Par Value Per Share | Acquisiton | 2015-04-29 | 266,893 | $0.00 | 2,775,236 | No | 4 | C | Indirect | See footnote |
Common Stock, $0.001 Par Value Per Share | Acquisiton | 2015-04-29 | 264,562 | $0.00 | 3,039,798 | No | 4 | C | Indirect | See footnote |
Common Stock, $0.001 Par Value Per Share | Acquisiton | 2015-04-29 | 126,753 | $0.00 | 3,166,551 | No | 4 | C | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See footnote |
No | 4 | C | Indirect | See footnote |
No | 4 | C | Indirect | See footnote |
No | 4 | C | Indirect | See footnote |
No | 4 | C | Indirect | See footnote |
No | 4 | C | Indirect | See footnote |
No | 4 | C | Indirect | See footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series C Convertible Preferred Stock | Disposition | 2015-04-29 | 1,596,856 | $0.00 | 1,596,856 | $0.00 |
Common Stock | Series D Convertible Preferred Stock | Disposition | 2015-04-29 | 319,211 | $0.00 | 319,211 | $0.00 |
Common Stock | Series E Convertible Preferred Stock | Disposition | 2015-04-29 | 292,276 | $0.00 | 292,276 | $0.00 |
Common Stock | Series F Convertible Preferred Stock | Disposition | 2015-04-29 | 266,893 | $0.00 | 266,893 | $0.00 |
Common Stock | Series G Convertible Preferred Stock | Disposition | 2015-04-29 | 264,562 | $0.00 | 264,562 | $0.00 |
Common Stock | Series H Convertible Preferred Stock | Disposition | 2015-04-29 | 122,291 | $0.00 | 126,753 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect |
Footnotes
- The securities subject to the transactions disclosed in this Form 4 are owned by certain funds (the "Funds") managed by Third Point LLC ("Third Point"). Daniel S. Loeb is the Chief Executive Officer of Third Point. By reason of the provisions of Rule 16a-1 under the Securities Exchange Act of 1934, as amended, Third Point and Mr. Loeb may be deemed to be the beneficial owners of the securities beneficially owned by the Funds. Third Point and Mr. Loeb hereby disclaim beneficial ownership of all such securities, except to the extent of any indirect pecuniary interest therein.
- In connection with the completion of the Issuer's initial public offering of common stock, each share of Series C, D, E, F and G Convertible Preferred Stock automatically converted into one share of common stock of the Issuer immediately prior to the completion of the Issuer's initial public offering of common stock and has no expiration date.
- In connection with the completion of the Issuer's initial public offering of common stock, each share of Series H Convertible Preferred Stock automatically converted into 1.037 shares of common stock of the Issuer immediately prior to the completion of the Issuer's initial public offering of common stock and has no expiration date.