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Home > Insider Trading > Filing (0001140361-15-016888)

Filing Details

Accession Number:: 0001140361-15-016888
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2015-04-29 19:43:15
Reporting Period:: 2014-09-02

Filing Date:: 2015-04-29
Accepted Time:: 2015-04-29 19:43:15
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1588272	Nexpoint Capital Inc.	NONE	()	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1228922	D James Dondero	C/O Nexpoint Advisors, L.p. 300 Crescent Court, Suite 700 Dallas TX 75201	President	No	Yes	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, Par Value $0.001 Per Share	Acquisiton	2014-09-02	434,780	$9.20	456,519	No	4	P	Indirect	See footnote
Common Stock, Par Value $0.001 Per Share	Acquisiton	2014-10-08	652,174	$9.20	1,108,693	No	4	P	Indirect	See footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	See footnote
No	4	P	Indirect	See footnote

Footnotes

Mr. Dondero is the president and sole member of NexPoint Advisors GP, LLC, the general partner of NexPoint Advisors, L.P. Due to his control of, and ownership interest in, NexPoint Advisors GP, LLC, Mr. Dondero may be viewed as having investment power over all of the shares of the Issuer owned by NexPoint Advisors, L.P. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.