Filing Details
- Accession Number:
- 0001181431-15-006221
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-04-29 16:48:00
- Reporting Period:
- 2015-04-27
- Filing Date:
- 2015-04-29
- Accepted Time:
- 2015-04-29 16:48:00
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1070412 | Consol Energy Inc | CNX | Bituminous Coal & Lignite Surface Mining (1221) | 510337383 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1620612 | A James Brock | 1000 Consol Energy Drive Canonsburg PA 15317 | Chief Operating Officer - Coal | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares, $0.01 Par Value Per Share | Acquisiton | 2015-04-27 | 1,104 | $22.75 | 46,337 | No | 4 | M | Direct | |
Common Shares, $0.01 Par Value Per Share | Disposition | 2015-04-27 | 1,104 | $29.96 | 45,233 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Shares, $0.01 Par Value Per Share | Stock Option (right to buy) | Disposition | 2015-04-27 | 1,104 | $0.00 | 1,104 | $22.75 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2015-05-03 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Shares, $0.01 Par Value Per Share | 19,730 | Indirect | By 401 (k) Plan |
Footnotes
- Transaction effected pursuant to Rule 10b5-1 trading plan adopted by the reporting person on March 6, 2015.
- The sale relates to shares underlying stock options that are scheduled to expire next month (May 3, 2015). The price of $29.96 represents the weighted average of ten open-market sale transactions ranging in price from $29.67 to $30.30. The reporting person agrees to provide full information regarding the number of shares sold at each separate price paid if requested by the SEC staff, the Company or a security holder of the Company.
- Of the 45,233 shares owned directly, 28,820 are restricted stock units (including dividend equivalent rights).
- This number includes 582 shares acquired by the reporting person's 401 (k) account since February 3, 2015.
- Stock option grant provides that options vest 25% per year beginning on May 3, 2006.