Filing Details
- Accession Number:
- 0001181431-15-006201
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-04-29 14:55:49
- Reporting Period:
- 2015-04-27
- Filing Date:
- 2015-04-29
- Accepted Time:
- 2015-04-29 14:55:49
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
317788 | Digital Turbine Inc. | APPS | Patent Owners & Lessors (6794) | 222267658 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1409017 | Peter Guber | 1300 Guadalupe Street Suite 302 Austin TX 78701 | Yes | No | No | No | |
1409018 | Trust Family Guber | 1300 Guadalupe Street Suite 302 Austin TX 78701 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-04-27 | 666,667 | $1.25 | 3,999,810 | No | 4 | X | Indirect | See footnote 2. |
Common Stock | Disposition | 2015-04-27 | 214,432 | $3.89 | 3,785,378 | No | 4 | S | Indirect | See footnote 2. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | X | Indirect | See footnote 2. |
No | 4 | S | Indirect | See footnote 2. |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Common Stock Warrant (right to buy) | Disposition | 2015-04-27 | 666,667 | $0.00 | 666,667 | $1.25 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2010-06-21 | 2015-06-21 | No | 4 | X | Indirect |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Common Stock Warrant (right to buy) | $3.50 | 2014-04-12 | 2018-04-12 | 35,714 | 35,714 | Indirect |
Common Stock | Employee stock options (right to buy) | $13.75 | 2008-06-18 | 2018-06-18 | 100,000 | 100,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2018-04-12 | 35,714 | 35,714 | Indirect |
2018-06-18 | 100,000 | 100,000 | Direct |
Footnotes
- In his capacity as a trustee of the Guber Family Trust (the "Trust"), Peter Guber exercised a warrant to purchase 666,667 shares of Issuer's common stock at a purchase price of $1.25 per share and paid the exercise price on a cashless basis. Issuer withheld 214,432 warrant shares to pay the exercise price and issued the remaining 452,235 shares to the Trust. Issuer also paid $2.41 to the Trust in lieu of a fractional share.
- Beneficial ownership: 212,800 shares are held by Peter Guber and 3,572,678 shares are held by the Trust of which Mr. Guber is a trustee. Mr. Guber disclaims beneficial ownership of shares held by the Trust except to the extent of his pecuniary interest therein.
- Warrants owned by the Trust.