Filing Details

Accession Number:
0001547903-15-000062
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-04-28 19:17:30
Reporting Period:
2015-04-24
Filing Date:
2015-04-28
Accepted Time:
2015-04-28 19:17:30
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1547903 Nmi Holdings Inc. NMIH Surety Insurance (6351) 454914248
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1188413 Steven Scheid C/O Nmi Holdings, Inc.
2100 Powell Street, 12Th Fl.
Emeryville CA 94608
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Shares, $0.01 Par Value Per Share Acquisiton 2015-04-24 30,937 $0.00 65,827 No 4 M Direct
Class A Common Shares, $0.01 Par Value Per Share Disposition 2015-04-28 12,938 $8.06 52,889 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Shares, $0.01 Par Value Per Share Restricted Stock Unit (right to receive) Disposition 2015-04-24 30,937 $0.00 30,937 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Shares, $0.01 Par Value Per Share 10,000 Indirect By Scheid Family Trust, of which Mr. Scheid and his wife are co-trustees and beneficiaries
Footnotes
  1. Restricted stock units convert into common stock on a one-for-one basis.
  2. Represents shares sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 25, 2015.
  3. The common stock was sold by the reporting person in a series of open market transactions on the transaction date, with a volume weighted average sale price of $8.06. The range of sale prices on the transaction date was $8.05 to $8.13 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
  4. Granted pursuant to the NMIH 2012 Stock Incentive Plan on April 24, 2012. The restricted stock units vest in equal installments on the second and third anniversaries of the grant date.