Filing Details

Accession Number:
0001209191-15-036656
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-04-28 16:46:26
Reporting Period:
2015-04-24
Filing Date:
2015-04-28
Accepted Time:
2015-04-28 16:46:26
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1569391 Kcg Holdings Inc. KCG Security Brokers, Dealers & Flotation Companies (6211) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1580561 Stephen Schuler Kcg Holdings, Inc.
545 Washington Boulevard
Jersey City NJ 07310
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock, Par Value $0.01 Per Share Disposition 2015-04-24 36,500 $0.00 6,065,878 No 4 S Indirect See Footnote
Class A Common Stock, Par Value $0.01 Per Share Disposition 2015-04-27 7,300 $0.00 6,058,578 No 4 S Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Restricted Stock Units 6,957 Direct
Class A Common Stock, Par Value $0.01 Per Share 7,221 Direct
Footnotes
  1. Transactions executed in accordance with a Rule 10b5-1 trading plan established on February 2, 2015.
  2. Represents the sale of 36,500 shares in multiple transactions at prices ranging from $13.00 to $13.20 per share, resulting in a weighted average sale price per share of $13.11. The reporting person undertakes to provide the SEC, the Issuer, or any security holder of the Issuer, upon request, full information pertaining to the number of shares sold at each price.
  3. The reported securities are held by Serenity Investments, LLC, a limited liability company organized under the laws of the state of Alaska ("Serenity"). The reporting person and his wife separately hold equity interests in Serenity that together represent a controlling interest in Serenity. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein.
  4. Represents the sale of 7,300 shares in multiple transactions at prices ranging from $13.01 to $13.20 per share, resulting in a weighted average sale price per share of $13.12. The reporting person undertakes to provide the SEC, the Issuer, or any security holder of the Issuer, upon request, full information pertaining to the number of shares sold at each price.