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Home > Insider Trading > Filing (0001437749-15-008208)

Filing Details

Accession Number:: 0001437749-15-008208
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2015-04-28 16:08:31
Reporting Period:: 2014-12-22

Filing Date:: 2015-04-28
Accepted Time:: 2015-04-28 16:08:31
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1136174	Catasys Inc.	CATS	Services-Misc Health & Allied Services, Nec (8090)	880464853

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1033742	Steve Gorlin	11601 Wilshire Blvd #950 Los Angeles CA 90025		Yes	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, Par Value $0.0001 Per Share	Acquisiton	2014-12-22	150,000	$2.00	150,000	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option to purchase Common Stock	Acquisiton	2015-02-17	200,000	$0.00	200,000	$2.20

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
200,000		2025-02-17	No	4	A	Direct

Footnotes

These securities were granted to Mr. Gorlin for his service on our Board of Directors. These options have a three-year vesting period with one-year vesting immediately and the remainder of the options vesting equally over the next 24 months. All unvested options will immediately vest in the event of termination without cause and are transferable upon death.