Filing Details
- Accession Number:
- 0001181431-15-006133
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-04-27 17:39:04
- Reporting Period:
- 2015-04-24
- Filing Date:
- 2015-04-27
- Accepted Time:
- 2015-04-27 17:39:04
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1357204 | Dunkin' Brands Group Inc. | DNKN | Retail-Eating & Drinking Places (5810) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1577374 | Scott Murphy | C/O Dunkin' Brands Group, Inc. 130 Royall Street Canton MA 02021 | Svp, Chief Supply Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-04-24 | 6,569 | $3.02 | 13,174 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-04-24 | 6,569 | $53.48 | 6,605 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Option to Purchase Common Stock | Disposition | 2015-04-24 | 3 | $0.00 | 1,971 | $3.02 |
| Common Stock | Option to Purchase Common Stock | Disposition | 2015-04-24 | 3 | $0.00 | 4,598 | $3.02 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2020-02-23 | No | 4 | M | Direct | |
| 0 | 2020-02-23 | No | 4 | M | Direct |
Footnotes
- The option vests based upon time criteria (five equal installments that began on 02/23/2011).
- The option vests based upon time (five equal annual installmentsthat began on 02/23/2011) and performance (investments returns to investment funds affiliated with Bain Capital Partners, LLC, The Carlyle roup and Thomas H. Lee Partners, L.P. (collectively the "Sponsors")) criteria.
Billionaire Hedge Funds
