Filing Details
- Accession Number:
- 0001571049-15-003139
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-04-24 19:05:53
- Reporting Period:
- 2015-04-23
- Filing Date:
- 2015-04-24
- Accepted Time:
- 2015-04-24 19:05:53
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1273801 | Northstar Realty Finance Corp. | NRF | Real Estate Investment Trusts (6798) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1245523 | Ann Debra Hess | C/O Northstar Realty Finance Corp. 399 Park Avenue, 18Th Floor New York NY 10022 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2015-04-23 | 7,500 | $19.00 | 46,663 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-04-24 | 6,500 | $19.00 | 40,163 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct |
Footnotes
- The sales reported were effected pursuant to a 10b5-1 sales plan previously adopted by the reporting person on December 30, 2014.
- Excludes: (i) 172,216 LTIP Units; and (ii) 111,021 shares of common stock (or LTIP Units, to the extent available) of NorthStar Realty Finance Corp. (the "Company") to be issued to the extent performance conditions are met on restricted stock units ("RSUs"). "LTIP Units" are units of limited partnership interest structured as profits interests in NorthStar Realty Finance Limited Partnership ("NRFLP"), the operating partnership of the Company. Conditioned on minimum allocations to the capital accounts of the LTIP Unit for federal income tax purposes, each LTIP Unit may be converted, at the election of the holder, into one OP Unit in NRFLP, which may then be redeemed for cash equal to the then fair market value of one share of common stock or, at the option of the Company, one share of the Company's common stock.