Filing Details
- Accession Number:
- 0000919574-15-003731
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2015-04-24 17:29:18
- Reporting Period:
- 2011-06-22
- Filing Date:
- 2015-04-24
- Accepted Time:
- 2015-04-24 17:29:18
- Original Submission Date:
- 2011-06-30
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1190935 | Pimco Corporate & Income Opportunity Fund | PTY | () | 466121513 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1421307 | Ltd. Fund Structures Capital Leveraged Brigade | C/O Elian Fiduciary Svcs (Cayman) Ltd 89 Nexus Way, Camana Bay Grand Cayman E9 KY1-9007 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Auction-Rate Preferred Shares | Disposition | 2015-02-27 | 1,852 | $0.00 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Footnotes
- 87% of par (i.e., $21,750 per share).
- Consistent with the Securities and Exchange Commission's Auction Rate Securities Global Exemptive Relief no action letter issued on September 22, 2008, the shares reported herein represent the reporting person's combined holdings in the separate series of auction rate preferred shares of the issuer.