Home > Insider Trading > Filing (0001209191-15-036118)

Filing Details

Accession Number:: 0001209191-15-036118
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2015-04-24 17:01:05
Reporting Period:: 2015-04-22

Filing Date:: 2015-04-24
Accepted Time:: 2015-04-24 17:01:05
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1092839	Dune Energy Inc	DUNR	Oil & Gas Field Services, Nec (1389)	954737507

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1540859	Bluemountain Gp Holdings, Llc	280 Park Avenue, 12Th Floor New York NY 10017	No	No	Yes	No
1541088	Bluemountain Long/Short Credit Gp, Llc	280 Park Avenue, 12Th Floor New York NY 10017	No	No	Yes	No
1598919	L.p. Fund Peak Guadalupe Bluemountain	280 Park Avenue, 12Th Floor New York NY 10017	No	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2015-04-22	243,510	$0.00	799,572	No	4	P	Direct
Common Stock	Acquisiton	2015-04-22	243,510	$0.00	12,012,314	No	4	P	Indirect	Footnotes

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Indirect	Footnotes

Footnotes

BlueMountain Capital Management, LLC ("BMCM") is the investment manager of BlueMountain Guadalupe Peak Fund L.P. ("BMGP"), and in that capacity directs the voting and disposition of securities held by BMGP and receives an asset-based fee with respect to BMGP's investment activities. BlueMountain Long/Short Credit GP, LLC ("BMGP GP") is the general partner of BMGP and has an indirect profits interest in the Common Stock (as defined below) beneficially owned by it. BlueMountain GP Holdings, LLC ("GP Holdings") is the sole owner of BMGP GP and thus has an indirect profits interests in the Common Stock beneficially owned by BMGP.
The filing of this Form 4 shall not be construed as an admission that any of BMCM, GP Holdings or BMGP GP is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise the beneficial owner of any of the shares of Common Stock, par value $0.001 per share (the "Common Stock"), of Dune Energy Inc. (the "Issuer"). Pursuant to Rule 16a-1(a)(4) of the Exchange Act, each of BMCM, GP Holdings and BMGP GP disclaims such beneficial ownership, except to the extent of its respective pecuniary interest.
On April 22, 2015, BMGP acquired 243,510 shares of Common Stock from BlueMountain Long/Short Credit & Distressed Reflection Fund, a sub fund of AAI BlueMountain Fund plc, a private fund for which BMCM also acts as investment manager. Accordingly, BMCM's pecuniary interest in the Common Stock of the Issuer did not change.