Filing Details
- Accession Number:
- 0001209191-15-036109
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-04-24 16:38:45
- Reporting Period:
- 2015-04-22
- Filing Date:
- 2015-04-24
- Accepted Time:
- 2015-04-24 16:38:45
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1569391 | Kcg Holdings Inc. | KCG | Security Brokers, Dealers & Flotation Companies (6211) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1580561 | Stephen Schuler | Kcg Holdings, Inc. 545 Washington Boulevard Jersey City NJ 07310 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock, Par Value $0.01 Per Share | Disposition | 2015-04-22 | 12,828 | $0.00 | 6,120,628 | No | 4 | S | Indirect | See Footnote |
Class A Common Stock, Par Value $0.01 Per Share | Disposition | 2015-04-23 | 18,250 | $0.00 | 6,102,378 | No | 4 | S | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Restricted Stock Units | 6,957 | Direct | |
Class A Common Stock, Par Value $0.01 Per Share | 7,221 | Direct |
Footnotes
- Transactions executed in accordance with a Rule 10b5-1 trading plan established on February 2, 2015.
- Represents the sale of 12,828 shares in multiple transactions at prices ranging from $12.70 to $12.85 per share, resulting in a weighted average sale price per share of $12.76. The reporting person undertakes to provide the SEC, the Issuer, or any security holder of the Issuer, upon request, full information pertaining to the number of shares sold at each price.
- The reported securities are held by Serenity Investments, LLC, a limited liability company organized under the laws of the state of Alaska ("Serenity"). The reporting person and his wife separately hold equity interests in Serenity that together represent a controlling interest in Serenity. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein.
- Represents the sale of 18,250 shares in multiple transactions at prices ranging from $12.75 to $12.95 per share, resulting in a weighted average sale price per share of $12.85. The reporting person undertakes to provide the SEC, the Issuer, or any security holder of the Issuer, upon request, full information pertaining to the number of shares sold at each price.