Filing Details

Accession Number:
0001209191-15-036106
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-04-24 16:29:45
Reporting Period:
2015-04-22
Filing Date:
2015-04-24
Accepted Time:
2015-04-24 16:29:45
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1092839 Dune Energy Inc DUNR Oil & Gas Field Services, Nec (1389) 954737507
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1546863 Bluemountain Long/Short Credit & Distressed Reflection Fund, A Sub Fund Of Aai Bluemountain Fund Plc 280 Park Avenue, 12Th Floor
New York NY 10017
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2015-04-22 243,510 $0.00 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. BlueMountain Capital Management, LLC ("BMCM") is the investment manager of BlueMountain Long/Short Credit & Distressed Reflection Fund, a sub fund of AAI BlueMountain Fund plc ("AAI"), and in that capacity directs the voting and disposition of securities held by AAI and receives an asset-based and performance-based fee with respect to AAI's investment activities. The filing of this Form 4 shall not be construed as an admission that BMCM is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise the beneficial owner of any of the shares of Common Stock, par value $0.001 per share (the "Common Stock"), of Dune Energy Inc. (the "Issuer"). Pursuant to Rule 16a-1(a)(4) of the Exchange Act, BMCM disclaims such beneficial ownership, except to the extent of its pecuniary interest.
  2. On April 22, 2015, AAI disposed of 243,510 shares of Common Stock, representing all of the Common Stock held by AAI, by transferring all of such shares to BlueMountain Guadalupe Peak Fund L.P., a private fund for which BMCM also acts as investment manager. Accordingly, BMCM's pecuniary interest in the Common Stock of the Issuer did not change.