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Filing Details

Accession Number:: 0001209191-15-035779
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2015-04-23 17:45:28
Reporting Period:: 2015-04-21

Filing Date:: 2015-04-23
Accepted Time:: 2015-04-23 17:45:28
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1370637	Etsy Inc	ETSY	Services-Business Services, Nec (7389)	000000000

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1309626	Union Square Ventures 2004 Lp	C/O Union Square Ventures, 915 Broadway, 19Th Floor New York NY 10010	No	No	Yes	No
1508427	Union Square Ventures Opportunity Fund Lp	C/O Union Square Ventures 915 Broadway, 19Th Floor New York NY 10010	No	No	Yes	No
1535824	Union Square Principals 2004, A Delaware Multiple Series Llc	C/O Union Square Ventures 915 Broadway, 19Th Floor New York NY 10010	No	No	Yes	No
1640011	John Buttrick	C/O Union Square Ventures 915 Broadway, 19Th Floor New York NY 10010	No	No	Yes	No
1640012	Andy Weissman	C/O Union Square Ventures 915 Broadway, 19Th Floor New York NY 10010	No	No	Yes	No
1640014	Albert Wenger	C/O Union Square Ventures 915 Broadway, 19Th Floor New York NY 10010	No	No	Yes	No
1640018	Brad Burnham	C/O Union Square Ventures 915 Broadway, 19Th Floor New York NY 10010	No	No	Yes	No
1640021	Union Square Opportunity Fund Gp, L.l.c.	C/O Union Square Ventures 915 Broadway, 19Th Floor New York NY 10010	No	No	Yes	No
1640023	Union Square Gp 2004, L.l.c.	C/O Union Square Ventures 915 Broadway, 19Th Floor New York NY 10010	No	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2015-04-21	14,526,076	$0.00	15,211,692	No	4	C	Indirect	See Footnote
Common Stock	Disposition	2015-04-21	1,507,154	$14.96	13,704,538	No	4	S	Indirect	See Footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	C	Indirect	See Footnote
No	4	S	Indirect	See Footnote

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Series A-1 Preferred Stock	Disposition	2015-04-21	626,097	$0.00	3,130,485	$0.00
Common Stock	Series A-1 Preferred Stock	Disposition	2015-04-21	12,472	$0.00	62,360	$0.00
Common Stock	Series A-1 Preferred Stock	Disposition	2015-04-21	1,190	$0.00	5,950	$0.00
Common Stock	Series A-1 Preferred Stock	Disposition	2015-04-21	17,713	$0.00	88,565	$0.00
Common Stock	Series B Preferred Stock	Disposition	2015-04-21	544,844	$0.00	2,724,220	$0.00
Common Stock	Series B Preferred Stock	Disposition	2015-04-21	10,853	$0.00	54,265	$0.00
Common Stock	Series B Preferred Stock	Disposition	2015-04-21	7,622	$0.00	38,110	$0.00
Common Stock	Series B Preferred Stock	Disposition	2015-04-21	17,841	$0.00	89,205	$0.00
Common Stock	Series C Preferred Stock	Disposition	2015-04-21	871,265	$0.00	4,356,325	$0.00
Common Stock	Series C Preferred Stock	Disposition	2015-04-21	17,356	$0.00	86,780	$0.00
Common Stock	Series C Preferred Stock	Disposition	2015-04-21	5,876	$0.00	29,380	$0.00
Common Stock	Series C Preferred Stock	Disposition	2015-04-21	7,518	$0.00	37,590	$0.00
Common Stock	Series D Preferred Stock	Disposition	2015-04-21	606,910	$0.00	3,034,550	$0.00
Common Stock	Series D Preferred Stock	Disposition	2015-04-21	12,090	$0.00	60,450	$0.00
Common Stock	Series D Preferred Stock	Disposition	2015-04-21	7,542	$0.00	37,710	$0.00
Common Stock	Series F Preferred Stock	Disposition	2015-04-21	1,380,262	$0.00	690,131	$0.00

Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
No	4	C	Direct
No	4	C	Indirect
No	4	C	Indirect
No	4	C	Indirect
No	4	C	Direct
No	4	C	Indirect
No	4	C	Indirect
No	4	C	Indirect
No	4	C	Direct
No	4	C	Indirect
No	4	C	Indirect
No	4	C	Indirect
No	4	C	Direct
No	4	C	Indirect
No	4	C	Indirect
No	4	C	Indirect

Footnotes

Each share of Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock automatically converted into five shares of Common Stock of the Issuer upon the closing of the Issuer's initial public offering. The Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock have no expiration date.
Each share of Series F Preferred Stock automatically converted into 0.5 shares of Common Stock of the Issuer upon the closing of the Issuer's initial public offering. The Series F Preferred Stock has no expiration date.
Consists of (i) 13,245,580 shares owned by Union Square Ventures 2004, L.P. ("USV 2004"); (ii) 263,855 shares owned by Union Square Principals 2004, L.L.C. ("Principals"); (iii) 1,449,187 shares owned by Union Square Ventures Opportunity Fund, L.P. ("Opportunity"); (iv) 75,300 shares owned directly by John Buttrick ("Buttrick"); and (v) 177,770 shares owned directly by Albert Wenger ("Wenger").
Union Square GP 2004, L.L.C. ("USGP") is the general partner of each of USV 2004 and Principals and, as such, has the power to vote and dispose of the shares held by each of them. Brad Burnham ("Burnham") and Frederick Wilson ("Wilson")(a director of the Issuer) are the managing members of USGP and, as such, share voting and dispositive power over the shares held by USV 2004 and Principals. As a result of their positions as USGP, Wenger and Buttrick may also share voting and dispostive power of the shares held by each of USV 2004 and Principals. Each of USGP, Burnham, Wilson, Wenger and Buttrick disclaim beneficial ownership of the shares owned by USV 2004 and Principals except to the extent of his or its respective pecuniary interest therein. As a director of the Issuer, Wilson files Section 16 reports separately.
Union Square Opportunity Fund GP, L.L.C. ("Opportunity GP") is the general partner of Opportunity and, as such has the power to vote and dispose of the shares held by Opportunity. Each of Wilson, Burnham, Wenger, Buttrick and Andy Weissman ("Weissman") are managers of Opportunity GP and, as such, share voting and dispositive power of the shares held by Opportunity. Each of Opportunity GP, Wilson, Burnham, Wenger, Buttrick and Weissman disclaim beneficial ownership of the shares owned by Opportunity, except to the extent of his or its respective pecuniary interest therein. As a director of the Issuer, Wilson files Section 16 reports separately.
The sale of these shares of Common Stock consists of (i) 1,307,154 shares sold by USV 2004, and (ii) 200,000 shares sold by Opportunity.
Consists of (i) 11,938,426 shares owned by USV 2004; (ii) 263,855 shares owned by Principals; (iii) 1,249,187 shares owned by Opportunity; (iv) 75,300 shares owned directly by Buttrick; and (v) 177,770 shares owned directly by Wenger.