Filing Details
- Accession Number:
- 0001209191-15-035770
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-04-23 17:38:36
- Reporting Period:
- 2015-04-21
- Filing Date:
- 2015-04-23
- Accepted Time:
- 2015-04-23 17:38:36
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1370637 | Etsy Inc | ETSY | Services-Business Services, Nec (7389) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1227688 | R Frederick Wilson | C/O Union Square Ventures 915 Broadway, 19Th Floor New York NY 10010 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-04-21 | 14,273,006 | $0.00 | 14,958,622 | No | 4 | C | Indirect | See Footnote |
Common Stock | Disposition | 2015-04-21 | 1,507,154 | $14.96 | 13,451,468 | No | 4 | S | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series A-1 Preferred Stock | Disposition | 2015-04-21 | 626,097 | $0.00 | 3,130,485 | $0.00 |
Common Stock | Series A-1 Preferred Stock | Disposition | 2015-04-21 | 12,472 | $0.00 | 62,360 | $0.00 |
Common Stock | Series A-1 Preferred Stock | Disposition | 2015-04-21 | 1,190 | $0.00 | 5,950 | $0.00 |
Common Stock | Series B Preferred Stock | Disposition | 2015-04-21 | 544,844 | $0.00 | 2,724,220 | $0.00 |
Common Stock | Series B Preferred Stock | Disposition | 2015-04-21 | 10,853 | $0.00 | 54,265 | $0.00 |
Common Stock | Series B Preferred Stock | Disposition | 2015-04-21 | 7,622 | $0.00 | 38,110 | $0.00 |
Common Stock | Series C Preferred Stock | Disposition | 2015-04-21 | 871,265 | $0.00 | 4,356,325 | $0.00 |
Common Stock | Series C Preferred Stock | Disposition | 2015-04-21 | 17,356 | $0.00 | 86,780 | $0.00 |
Common Stock | Series C Preferred Stock | Disposition | 2015-04-21 | 5,876 | $0.00 | 29,380 | $0.00 |
Common Stock | Series D Preferred Stock | Disposition | 2015-04-21 | 606,910 | $0.00 | 3,034,550 | $0.00 |
Common Stock | Series D Preferred Stock | Disposition | 2015-04-21 | 12,090 | $0.00 | 60,450 | $0.00 |
Common Stock | Series F Preferred Stock | Disposition | 2015-04-21 | 1,380,262 | $0.00 | 690,131 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect |
Footnotes
- Each share of Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock automatically converted into five shares of Common Stock of the Issuer upon the closing of the Issuer's initial public offering. The Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock have no expiration date.
- Each share of Series F Preferred Stock automatically converted into 0.5 shares of Common Stock of the Issuer upon the closing of the Issuer's initial public offering. The Series F Preferred Stock has no expiration date.
- Consists of (i) 13,245,580 shares owned by Union Square Ventures 2004, L.P. ("USV 2004"); (ii) 263,855 shares owned by Union Square Principals 2004, L.L.C. ("Principals"); and (iii) 1,449,187 shares owned by Union Square Ventures Opportunity Fund, L.P. ("Opportunity").
- Union Square GP 2004, L.L.C. ("USGP") is the general partner of each of USV 2004 and Principals and, as such, has the power to vote and dispose of the shares held by each of them. The Reporting Person is a managing member of USGP and, as such, may be deemed to share voting and dispositive power over the shares held by USV 2004. The Reporting Person disclaims beneficial ownership of the shares owned by USV 2004, except to the extent of his pecuniary interest therein.
- Union Square Opportunity Fund GP, L.L.C. ("Opportunity GP") is the general partner of Opportunity and, as such, has the power to vote and dispose of the shares held by Opportunity. The Reporting Person is a manager of Opportunity GP and, as such, may be deemed to share voting and dispositive power over the shares held by Opportunity. The Reporting Person disclaims beneficial ownership of the shares owned by Opportunity, except to the extent of his pecuniary interest therein.
- The sale of these shares of Common Stock consists of (i) 1,307,154 shares sold by USV 2004, and (ii) 200,000 shares sold by Opportunity.
- Consists of (i) 11,938,426 shares owned by USV 2004; (ii) 263,855 shares owned by Principals; and (iii) 1,249,187 shares owned by Opportunity.