Filing Details
- Accession Number:
- 0001140361-15-016256
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-04-23 16:58:17
- Reporting Period:
- 2015-04-21
- Filing Date:
- 2015-04-23
- Accepted Time:
- 2015-04-23 16:58:17
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1370637 | Etsy Inc | ETSY | Services-Business Services, Nec (7389) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1447961 | Ltd I Associates Growth Venture Index | N 1 Seaton Place St Helier,Jersey, Channel Isl. X0 JE4 8YJ | No | No | Yes | No | |
| 1466948 | L.p. (Jersey) Fund Entrepreneur Parallel I Growth Ventures Index | No.1 Seaton Place, St. Helier Jersey (Channel Islands) X0 JE4 8YJ | No | No | Yes | No | |
| 1466950 | L.p. (Jersey) I Growth Ventures Index | No.1 Seaton Place, St. Helier Jersey (Channel Islands) X0 JE4 8YJ | No | No | Yes | No | |
| 1591294 | Slp (Jersey) Yucca | 44 The Esplanade St. Helier Y9 JE4 9WG | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2015-04-21 | 1,218,667 | $14.96 | 2,795,583 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-04-21 | 42,520 | $14.96 | 97,559 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-04-21 | 6,340 | $14.96 | 14,556 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2015-04-21 | 8,081,114 | $0.00 | 10,876,697 | No | 4 | C | Direct | |
| Common Stock | Acquisiton | 2015-04-21 | 281,937 | $0.00 | 379,496 | No | 4 | C | Direct | |
| Common Stock | Acquisiton | 2015-04-21 | 42,036 | $0.00 | 56,592 | No | 4 | C | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | C | Direct | |
| No | 4 | C | Direct | |
| No | 4 | C | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Series A Preferred Stock | Disposition | 2015-04-21 | 280,894 | $0.00 | 1,404,470 | $0.00 |
| Common Stock | Series A Preferred Stock | Disposition | 2015-04-21 | 9,800 | $0.00 | 49,000 | $0.00 |
| Common Stock | Series A Preferred Stock | Disposition | 2015-04-21 | 1,461 | $0.00 | 7,305 | $0.00 |
| Common Stock | Series A-1 Preferred Stock | Disposition | 2015-04-21 | 447,065 | $0.00 | 2,235,325 | $0.00 |
| Common Stock | Series A-1 Preferred Stock | Disposition | 2015-04-21 | 15,597 | $0.00 | 77,985 | $0.00 |
| Common Stock | Series A-1 Preferred Stock | Disposition | 2015-04-21 | 2,327 | $0.00 | 11,635 | $0.00 |
| Common Stock | Series B Preferred Stock | Disposition | 2015-04-21 | 279,553 | $0.00 | 1,397,765 | $0.00 |
| Common Stock | Series B Preferred Stock | Disposition | 2015-04-21 | 9,754 | $0.00 | 48,770 | $0.00 |
| Common Stock | Series B Preferred Stock | Disposition | 2015-04-21 | 1,454 | $0.00 | 7,270 | $0.00 |
| Common Stock | Series C Preferred Stock | Disposition | 2015-04-21 | 34,763 | $0.00 | 173,815 | $0.00 |
| Common Stock | Series C Preferred Stock | Disposition | 2015-04-21 | 1,213 | $0.00 | 6,065 | $0.00 |
| Common Stock | Series C Preferred Stock | Disposition | 2015-04-21 | 181 | $0.00 | 905 | $0.00 |
| Common Stock | Series E Preferred Stock | Disposition | 2015-04-21 | 242,182 | $0.00 | 1,210,910 | $0.00 |
| Common Stock | Series E Preferred Stock | Disposition | 2015-04-21 | 8,449 | $0.00 | 42,245 | $0.00 |
| Common Stock | Series E Preferred Stock | Disposition | 2015-04-21 | 1,259 | $0.00 | 6,295 | $0.00 |
| Common Stock | Series F Preferred Stock | Disposition | 2015-04-21 | 3,317,658 | $0.00 | 1,658,829 | $0.00 |
| Common Stock | Series F Preferred Stock | Disposition | 2015-04-21 | 115,744 | $0.00 | 57,872 | $0.00 |
| Common Stock | Series F Preferred Stock | Disposition | 2015-04-21 | 17,252 | $0.00 | 8,626 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | C | Direct | ||
| 0 | No | 4 | C | Direct | ||
| 0 | No | 4 | C | Direct | ||
| 0 | No | 4 | C | Direct | ||
| 0 | No | 4 | C | Direct | ||
| 0 | No | 4 | C | Direct | ||
| 0 | No | 4 | C | Direct | ||
| 0 | No | 4 | C | Direct | ||
| 0 | No | 4 | C | Direct | ||
| 0 | No | 4 | C | Direct | ||
| 0 | No | 4 | C | Direct | ||
| 0 | No | 4 | C | Direct | ||
| 0 | No | 4 | C | Direct | ||
| 0 | No | 4 | C | Direct | ||
| 0 | No | 4 | C | Direct | ||
| 0 | No | 4 | C | Direct | ||
| 0 | No | 4 | C | Direct | ||
| 0 | No | 4 | C | Direct |
Footnotes
- The shares are held by Index Ventures Growth I (Jersey). L.P. Index Venture Growth Associates I Limited is the managing general partner of Index Ventures Growth I (Jersey), L.P. Nigel T. Greenwood, David Hall, Ian J. Henderson, Phil Balderson, Bernard Dalle and Sinead Meehan are directors of Index Venture Growth Associates I Limited. Mrs. Meehan and Messrs. Greenwood, Hall, Henderson, Balderson and Dalle share voting and dispositive power with respect to the shares. Each of these persons disclaims beneficial ownership of the shares except to the extent of his or her pecuniary interest therein.
- The shares are held by Index Ventures Growth I Parallel Entrepreneur Fund (Jersey). L.P. Index Venture Growth Associates I Limited is the managing general partner of Index Ventures Growth I Parallel Entrepreneur Fund (Jersey), L.P. Nigel T. Greenwood, David Hall, Ian J. Henderson, Phil Balderson, Bernard Dalle and Sinead Meehan are directors of Index Venture Growth Associates I Limited. Mrs. Meehan and Messrs. Greenwood, Hall, Henderson, Balderson and Dalle share voting and dispositive power with respect to the shares. Each of these persons disclaims beneficial ownership of the shares except to the extent of his or her pecuniary interest therein.
- The shares are held by Yucca (Jersey), SLP. The above shares represent securities held in a coinvestment fund that is contractually required to mirror Index Venture Growth Associates I Limited's investment. As a result, Mrs. Meehan and Messrs. Greenwood, Hall, Henderson, Balderson and Dalle may be deemed to have voting and dispositive power over Yucca (Jersey), SLP's shares by virtue of its shared dispositive power over and shared voting power over the shares held by Index Venture Growth Associates I Limited. Each of these persons disclaims beneficial ownership of the securities except to the extent of his or her pecuniary interest therein.
- In connection with the completion of the Issuer's initial public offering of Common Stock, each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, and Series E Preferred Stock automatically converted into five shares of common stock of the Issuer and has no expiration date or conversion price.
- In connection with the completion of the Issuer's initial public offering of Common Stock, each share of Series F Preferred Stock automatically converted into 0.5 shares of common stock of the Issuer and has no expiration date or conversion price.
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