Filing Details
- Accession Number:
- 0000950142-15-000801
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-04-20 19:55:44
- Reporting Period:
- 2015-04-16
- Filing Date:
- 2015-04-20
- Accepted Time:
- 2015-04-20 19:55:44
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1580156 | Houghton Mifflin Harcourt Co | HMHC | Books: Publishing Or Publishing & Printing (2731) | 271566372 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1585799 | Kay Linda Zecher | C/O Houghton Mifflin Harcourt Co., 222 Berkeley Street Boston MA 02116 | See Remarks. | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-04-16 | 63,866 | $12.50 | 249,986 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-04-16 | 63,866 | $24.36 | 186,120 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2015-04-17 | 11,134 | $12.50 | 197,254 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-04-17 | 11,134 | $23.79 | 186,120 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2015-04-16 | 63,866 | $0.00 | 63,866 | $12.50 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2015-04-17 | 11,134 | $0.00 | 11,134 | $12.50 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
2,909,710 | 2019-06-22 | No | 4 | M | Direct | |
2,898,576 | 2019-06-22 | No | 4 | M | Direct |
Footnotes
- These shares were sold pursuant to a Rule 10b5-1 trading plan.
- The sale price represents the weighted average sale price for multiple transactions reported on this line. The prices of the transactions ranged from $24.18 to $24.59. Upon request of the staff of the Securities and Exchange Commission, Houghton Mifflin Harcourt Company (the "Company") or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold at each separate price.
- The sale price represents the weighted average sale price for multiple transactions reported on this line. The prices of the transactions ranged from $23.66 to $24.06. Upon request of the staff of the Securities and Exchange Commission, the Company or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold at each separate price.
- 75% of this grant of employee stock options has vested and is currently exercisable. The remaining stock options vest on June 22, 2015, subject to continued employment with the Company.