Filing Details

Accession Number:
0001019056-15-000411
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-04-20 16:45:17
Reporting Period:
2015-04-16
Filing Date:
2015-04-20
Accepted Time:
2015-04-20 16:45:17
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1217234 Caredx Inc. CDNA Services-Medical Laboratories (8071) 943316839
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1070170 Neil Gagnon 1370 Avenue Of The Americas
24Th Floor
New York NY 10019
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-04-16 2,975 $5.56 1,148,783 No 4 P Direct
Common Stock Acquisiton 2015-04-16 1,877 $5.56 1,150,660 No 4 P Direct
Common Stock Acquisiton 2015-04-16 1,060 $5.56 1,151,720 No 4 P Direct
Common Stock Acquisiton 2015-04-16 373 $5.56 1,152,093 No 4 P Indirect By self as Trustee of Gagnon Securities LLC Profit Sharing Plan
Common Stock Acquisiton 2015-04-17 3,177 $5.14 1,155,270 No 4 P Direct
Common Stock Acquisiton 2015-04-17 2,036 $5.14 1,157,306 No 4 P Direct
Common Stock Acquisiton 2015-04-17 1,149 $5.14 1,158,455 No 4 P Direct
Common Stock Acquisiton 2015-04-17 404 $5.14 1,158,859 No 4 P Indirect By self as Trustee of Gagnon Securities LLC Profit Sharing Plan
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Indirect By self as Trustee of Gagnon Securities LLC Profit Sharing Plan
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Indirect By self as Trustee of Gagnon Securities LLC Profit Sharing Plan