Filing Details
- Accession Number:
- 0001019056-15-000411
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-04-20 16:45:17
- Reporting Period:
- 2015-04-16
- Filing Date:
- 2015-04-20
- Accepted Time:
- 2015-04-20 16:45:17
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1217234 | Caredx Inc. | CDNA | Services-Medical Laboratories (8071) | 943316839 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1070170 | Neil Gagnon | 1370 Avenue Of The Americas 24Th Floor New York NY 10019 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-04-16 | 2,975 | $5.56 | 1,148,783 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2015-04-16 | 1,877 | $5.56 | 1,150,660 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2015-04-16 | 1,060 | $5.56 | 1,151,720 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2015-04-16 | 373 | $5.56 | 1,152,093 | No | 4 | P | Indirect | By self as Trustee of Gagnon Securities LLC Profit Sharing Plan |
Common Stock | Acquisiton | 2015-04-17 | 3,177 | $5.14 | 1,155,270 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2015-04-17 | 2,036 | $5.14 | 1,157,306 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2015-04-17 | 1,149 | $5.14 | 1,158,455 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2015-04-17 | 404 | $5.14 | 1,158,859 | No | 4 | P | Indirect | By self as Trustee of Gagnon Securities LLC Profit Sharing Plan |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Indirect | By self as Trustee of Gagnon Securities LLC Profit Sharing Plan |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Indirect | By self as Trustee of Gagnon Securities LLC Profit Sharing Plan |