Filing Details

Accession Number:
0001214659-15-003140
Form Type:
5
Zero Holdings:
No
Publication Time:
2015-04-17 16:53:01
Reporting Period:
2015-03-31
Filing Date:
2015-04-17
Accepted Time:
2015-04-17 16:53:01
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
99359 Breeze-Eastern Corp BZC Aircraft Parts & Auxiliary Equipment, Nec (3728) 954062211
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1321234 Vn Capital Fund I, Lp C/O Vn Capital Management, Llc
1133 Broadway, Suite 1609
New York NY 10010
No No No No
1335689 Thomas James Vanasek C/O Vn Capital Management, Llc
1133 Broadway, Suite 1609
New York 10010
No No No No
1567270 Donnell Patrick Noone C/O Vn Capital Management, Llc
1133 Broadway, Suite 1609
New York 10010
No No No No
1567511 Joinville Capital Management, Llc C/O Vn Capital Management, Llc
1133 Broadway, Suite 1609
New York 10010
No No No No
1567697 Vn Capital Management, Llc 1133 Broadway
Suite 1609
New York NY 10010
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-12-22 600 $9.95 1,228,658 No 4 P Indirect See Footnote
Common Stock Acquisiton 2014-12-31 4,900 $10.05 1,228,658 No 4 P Indirect See Footnote
Common Stock Acquisiton 2015-01-20 2,500 $10.00 1,228,658 No 4 P Indirect See Footnote
Common Stock Acquisiton 2015-01-21 1,100 $9.95 1,228,658 No 4 P Indirect See Footnote
Common Stock Acquisiton 2015-01-28 5,900 $9.71 1,228,658 No 4 P Indirect See Footnote
Common Stock Acquisiton 2015-01-28 5,500 $9.66 1,228,658 No 4 P Indirect See Footnote
Common Stock Acquisiton 2015-02-04 900 $9.77 1,228,658 No 4 P Indirect See Footnote
Common Stock Acquisiton 2015-03-13 1,000 $10.00 1,228,658 No 4 P Indirect See Footnote
Common Stock Acquisiton 2015-03-22 700 $10.05 1,228,658 No 4 P Indirect See Footnote
Common Stock Acquisiton 2015-03-24 200 $10.05 1,228,658 No 4 P Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
Footnotes
  1. This Form 5 is being filed by VN Capital Management, LLC, Joinville Capital Management, LLC (together with VN Capital Management, LLC the "General Partners"), VN Capital Fund I, LP (the "Fund"), Patrick Donnell Noone ("Noone") and James Thomas Vanasek ("Vanasek" and collectively with the General Partners, the Fund and Noone, the "Reporting Persons"). Mr. Noone and Mr. Vanasek are the principals and general partners of VN Capital Management, LLC.
  2. This amount reflects the amount of securities held by the Fund immediately following the transaction requiring the filing of this statement. In accordance with Instruction 5(b)(iv) of Form 3, the entire amount of the Issuer's securities held by Fund is reported herein. Each of the Reporting Persons disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of his/its indirect pecuniary interest therein, and this report shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of such securities for purposes of Section 16 or for any other purposes.