Filing Details
- Accession Number:
- 0001209191-15-034718
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-04-16 19:31:17
- Reporting Period:
- 2015-04-14
- Filing Date:
- 2015-04-16
- Accepted Time:
- 2015-04-16 19:31:17
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
31235 | Eastman Kodak Co | KODK | Photographic Equipment & Supplies (3861) | 160417150 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1070844 | A Stephen Schwarzman | C/O The Blackstone Group L.p. 345 Park Avenue New York NY 10154 | No | No | Yes | No | |
1362495 | Gso Capital Partners Lp | 345 Park Avenue New York NY 10154 | No | No | Yes | No | |
1393818 | L.p. Group Blackstone | C/O The Blackstone Group L.p. 345 Park Avenue New York NY 10154 | No | No | Yes | No | |
1394688 | I Douglas Ostrover | C/O Gso Capital Partners Lp 345 Park Avenue New York NY 10154 | No | No | Yes | No | |
1394690 | Iii Albert J Smith | C/O Gso Capital Partners Lp 345 Park Avenue New York NY 10154 | No | No | Yes | No | |
1394691 | J Bennett Goodman | C/O Gso Capital Partners Lp 345 Park Avenue New York NY 10154 | No | No | Yes | No | |
1404071 | L.l.c. Management Group Blackstone | C/O The Blackstone Group L.p. 345 Park Avenue New York NY 10154 | No | No | Yes | No | |
1464624 | L.l.c. Holdings Advisor Gso | C/O The Blackstone Group 345 Park Avenue New York NY 10154 | No | No | Yes | No | |
1464694 | L.p. I Holdings Blackstone | C/O The Blackstone Group L.p. 345 Park Avenue New York NY 10154 | No | No | Yes | No | |
1464695 | Blackstone Holdings I/Ii Gp Inc | C/O The Blackstone Group L.p. 345 Park Avenue New York NY 10154 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-04-14 | 171,471 | $20.56 | 171,471 | No | 4 | P | Indirect | See Footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See Footnotes |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | 125% Warrants | Acquisiton | 2015-04-14 | 5,884 | $5.59 | 5,884 | $14.93 |
Common Stock | 135% Warrants | Acquisiton | 2015-04-14 | 5,884 | $6.29 | 5,884 | $16.12 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
5,884 | 2013-09-03 | 2018-09-03 | No | 4 | P | Indirect |
5,884 | 2013-09-03 | 2018-09-03 | No | 4 | P | Indirect |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 3,145,099 | Indirect | See Footnotes |
Common Stock | 2,958,768 | Indirect | See Footnotes |
Common Stock | 986,236 | Indirect | See Footnotes |
Common Stock | 1,226,470 | Indirect | See Footnotes |
Common Stock | 48,006 | Indirect | See Footnotes |
Common Stock | 13,853 | Indirect | See Footnotes |
Common Stock | 1,846 | Indirect | See Footnotes |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | 125% Warrants | $14.93 | 2013-09-03 | 2018-09-03 | 41,721 | 41,721 | Indirect |
Common Stock | 125% Warrants | $14.93 | 2013-09-03 | 2018-09-03 | 38,851 | 38,851 | Indirect |
Common Stock | 125% Warrants | $14.93 | 2013-09-03 | 2018-09-03 | 12,841 | 12,841 | Indirect |
Common Stock | 125% Warrants | $14.93 | 2013-09-03 | 2018-09-03 | 16,113 | 16,113 | Indirect |
Common Stock | 135% Warrants | $16.12 | 2013-09-03 | 2018-09-03 | 41,721 | 41,721 | Indirect |
Common Stock | 135% Warrants | $16.12 | 2013-09-03 | 2018-09-03 | 38,851 | 38,851 | Indirect |
Common Stock | 135% Warrants | $16.12 | 2013-09-03 | 2018-09-03 | 12,841 | 12,841 | Indirect |
Common Stock | 135% Warrants | $16.12 | 2013-09-03 | 2018-09-03 | 16,113 | 16,113 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2018-09-03 | 41,721 | 41,721 | Indirect |
2018-09-03 | 38,851 | 38,851 | Indirect |
2018-09-03 | 12,841 | 12,841 | Indirect |
2018-09-03 | 16,113 | 16,113 | Indirect |
2018-09-03 | 41,721 | 41,721 | Indirect |
2018-09-03 | 38,851 | 38,851 | Indirect |
2018-09-03 | 12,841 | 12,841 | Indirect |
2018-09-03 | 16,113 | 16,113 | Indirect |
Footnotes
- GSO Cactus Credit Opportunities Fund LP directly holds these securities.
- GSO Special Situations Fund LP directly holds these securities.
- GSO Special Situations Overseas Master Fund Ltd. directly holds these securities. GSO Special Situations Overseas Master Fund Ltd. is a wholly-owned subsidiary of GSO Special Situations Overseas Fund Ltd.
- GSO Palmetto Opportunistic Investment Partners LP directly holds these securities. GSO Palmetto Opportunistic Associates LLC is the general partner of GSO Palmetto Opportunistic Investment Partners LP. GSO Holdings I L.L.C. is the managing member of GSO Palmetto Opportunistic Associates LLC.
- GSO Credit-A Partners LP directly holds these securities (together with GSO Special Situations Fund LP, GSO Special Situations Overseas Master Fund Ltd. and GSO Palmetto Opportunistic Investment Partners LP, the "GSO Funds"). GSO Credit-A Associates LLC is the general partner of GSO Credit-A Partners LP. GSO Holdings I L.L.C. is the managing member of GSO Credit-A Associates LLC.
- GSO Capital Partners LP is the investment manager of each of GSO Cactus Credit Opportunities Fund LP, GSO Special Situations Fund LP, GSO Special Situations Overseas Fund Ltd. and GSO Special Situations Overseas Master Fund Ltd. GSO Advisor Holdings L.L.C. is the general partner of GSO Capital Partners LP.
- FS Investment Corporation directly holds these shares of Common Stock.
- Locust Street Funding LLC directly holds these shares of Common Stock.
- FS Investment Corporation II directly holds these shares of Common Stock (together with FS Investment Corporation and Locust Street Funding LLC, the "FS Funds").
- FB Income Advisor, LLC and FSIC II Advisor, LLC are the investment managers of FS Investment Corporation and FS Investment Corporation II, respectively. FS Investment Corporation is the sole member of Locust Street Funding LLC. In addition, each of Michael C. Forman, David J. Adelman, Gerald F. Stahlecker and Zachary Klehr may be deemed to have shared investment control with respect to the shares of Common Stock held by the FS Funds.
- Blackstone Holdings I L.P. is the sole member of GSO Advisor Holdings L.L.C. and a managing member of GSO Holdings I L.L.C. Blackstone Holdings I/II GP Inc. is the general partner of Blackstone Holdings I L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. Blackstone Group Management L.L.C. In addition, each of Bennett J. Goodman, J. Albert Smith III and Douglas I. Ostrover may be deemed to have shared investment control with respect to the securities held by the GSO Funds.
- Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person.
- Each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold securities of the Issuer), disclaims beneficial ownership of the securities held by each of the GSO Funds and the FS Funds, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold securities of the Issuer) states that the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.