Home > Insider Trading > Filing (0001054374-15-000056)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1054374	Broadcom Corp	BRCM	Semiconductors & Related Devices (3674)	330480482

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1201633	Henry Samueli	5300 California Avenue Irvine CA 92617	Chairman Of The Board And Cto	Yes	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Acquisiton	2015-04-15	16,500	$0.00	16,500	No	4	C	Indirect	See Footnote
Class A Common Stock	Disposition	2015-04-15	16,500	$45.00	0	No	4	S	Indirect	See Footnote
Class A Common Stock	Acquisiton	2015-04-15	13,500	$0.00	70,412	No	4	C	Indirect	See Footnote
Class A Common Stock	Disposition	2015-04-15	13,500	$45.00	56,912	No	4	S	Indirect	See Footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	C	Indirect	See Footnote
No	4	S	Indirect	See Footnote
No	4	C	Indirect	See Footnote
No	4	S	Indirect	See Footnote

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Class B common stock	Disposition	2015-04-15	16,500	$0.00	16,500	$0.00
Class A Common Stock	Class B common stock	Disposition	2015-04-15	13,500	$0.00	13,500	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
14,106,992			No	4	C	Indirect
6,608,025			No	4	C	Indirect

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class A Common Stock	602,183	Direct

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Class A Common Stock	Class B common stock	$0.00			1,050,000	1,050,000	Indirect
Class A Common Stock	Class B common stock	$0.00			913,473	913,473	Indirect

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
	1,050,000	1,050,000	Indirect
	913,473	913,473	Indirect

Footnotes

Such transaction was effected by HS Portfolio L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
Each share of Class B common stock is convertible at any time into one share of Class A common stock at the option of the holder.
Held by HS Portfolio L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
The shares covered by this Form 4 are being sold pursuant to a Rule 10b5-1 Sales Plan, which is intended to comply with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
Such transaction was effected by H&S Investments I L.P., an entity owned by the Shiloh Trust, for which trust the Reporting Person is co-trustee and co-beneficiary.
Held by H&S Investments I L.P., an entity owned by the Shiloh Trust, for which trust the Reporting Person is co-trustee and co-beneficiary.
Includes (i) 34,679 shares that are held as Class A common stock and (ii) 567,504 shares in the form of restricted stock units that will entitle the Reporting Person to receive one share of Class A common stock per restricted stock unit.
Held by H&S Portfolio II L.P., an entity owned by the Henry Samueli Lifetime Benefit Trust, for which trust the Reporting Person is trustee and beneficiary.
Held by HS Management, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.