Filing Details
- Accession Number:
- 0001441634-15-000012
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-04-16 17:36:07
- Reporting Period:
- 2015-04-15
- Filing Date:
- 2015-04-16
- Accepted Time:
- 2015-04-16 17:36:07
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1441634 | Avago Technologies Ltd | AVGO | Semiconductors & Related Devices (3674) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1570993 | E. Anthony Maslowski | C/O Avago Technologies U.s. Inc. 1320 Ridder Park Drive San Jose CA 95131 | Svp & Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Acquisiton | 2015-04-15 | 5,000 | $35.31 | 72,167 | No | 4 | M | Direct | |
| Ordinary Shares | Disposition | 2015-04-15 | 5,000 | $124.77 | 67,167 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Ordinary Shares | Stock Options (right to buy) | Disposition | 2015-04-15 | 5,000 | $0.00 | 5,000 | $35.31 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 15,000 | 2019-03-05 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Ordinary Shares | 10,400 | Indirect | See Footnote |
Footnotes
- The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- Includes 67,167 Restricted Share Units.
- The shares are held by The Anthony E. Maslowski Trust dated May 20, 2011 for which the Reporting Person serves as trustee.
- The total number of shares underlying the option vest in two (2) successive and equal installments on March 6, 2015 and March 6, 2016
Billionaire Hedge Funds
