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Home > Insider Trading > Filing (0000769993-15-000529)

Filing Details

Accession Number:
0000769993-15-000529
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-04-15 17:52:30
Reporting Period:
2014-10-07
Filing Date:
2015-04-15
Accepted Time:
2015-04-15 17:52:30
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1393726 Tiptree Financial Inc. TIPT Insurance Agents, Brokers & Service (6411) 383754322
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
769993 Goldman Sachs & Co 200 West Street
New York NY 10282		 No No No No
886982 Goldman Sachs Group Inc 200 West Street
New York NY 10282		 No No No No
Reported Non-Derivative Transactions
Show Other Fields >>
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2014-10-07 455 $7.29 5,609,508 No 4 P Indirect See footnotes
Class A Common Stock Disposition 2014-10-07 455 $7.29 5,609,053 No 4 S Indirect See footnotes
Class A Common Stock Acquisiton 2014-10-08 1,333 $7.37 5,610,386 No 4 P Indirect See footnotes
Class A Common Stock Disposition 2014-10-08 1,141 $7.37 5,609,245 No 4 S Indirect See footnotes
Class A Common Stock Acquisiton 2014-10-09 1,051 $7.26 5,610,296 No 4 P Indirect See footnotes
Class A Common Stock Disposition 2014-10-09 1,051 $7.27 5,609,245 No 4 S Indirect See footnotes
Class A Common Stock Acquisiton 2014-10-10 1,252 $7.23 5,610,497 No 4 P Indirect See footnotes
Class A Common Stock Disposition 2014-10-10 1,457 $7.23 5,609,040 No 4 S Indirect See footnotes
Class A Common Stock Acquisiton 2014-10-13 513 $7.25 5,609,553 No 4 P Indirect See footnotes
Class A Common Stock Disposition 2014-10-13 547 $7.25 5,609,006 No 4 S Indirect See footnotes
Class A Common Stock Acquisiton 2014-10-14 456 $7.28 5,609,462 No 4 P Indirect See footnotes
Class A Common Stock Disposition 2014-10-14 556 $7.29 5,608,906 No 4 S Indirect See footnotes
Class A Common Stock Acquisiton 2014-10-15 1,442 $7.19 5,610,348 No 4 P Indirect See footnotes
Class A Common Stock Disposition 2014-10-15 2,883 $7.19 5,607,465 No 4 S Indirect See footnotes
Class A Common Stock Acquisiton 2014-10-16 1,577 $7.29 5,609,042 No 4 P Indirect See footnotes
Class A Common Stock Disposition 2014-10-16 2,787 $7.28 5,606,255 No 4 S Indirect See footnotes
Class A Common Stock Acquisiton 2014-10-17 1,359 $7.33 5,607,614 No 4 P Indirect See footnotes
Class A Common Stock Disposition 2014-10-17 1,445 $7.33 5,606,169 No 4 S Indirect See footnotes
Class A Common Stock Acquisiton 2014-10-20 1,023 $7.43 5,607,192 No 4 P Indirect See footnotes
Class A Common Stock Disposition 2014-10-20 823 $7.41 5,606,369 No 4 S Indirect See footnotes
Class A Common Stock Acquisiton 2014-10-21 1,111 $7.60 5,607,480 No 4 P Indirect See footnotes
Class A Common Stock Disposition 2014-10-21 1,111 $7.60 5,606,369 No 4 S Indirect See footnotes
Class A Common Stock Acquisiton 2014-10-22 529 $7.41 5,606,898 No 4 P Indirect See footnotes
Class A Common Stock Disposition 2014-10-22 456 $7.40 5,606,442 No 4 S Indirect See footnotes
Class A Common Stock Acquisiton 2014-10-23 2,690 $7.57 5,609,132 No 4 P Indirect See footnotes
Class A Common Stock Disposition 2014-10-23 1,650 $7.56 5,607,482 No 4 S Indirect See footnotes
Class A Common Stock Acquisiton 2014-10-24 42 $7.52 5,573,485 No 4 P Indirect See footnotes
Class A Common Stock Disposition 2014-10-24 42 $7.52 5,573,443 No 4 S Indirect See footnotes
Class A Common Stock Acquisiton 2014-10-27 390 $7.51 5,607,872 No 4 P Indirect See footnotes
Class A Common Stock Disposition 2014-10-27 390 $7.51 5,609,068 No 4 S Indirect See footnotes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See footnotes
No 4 S Indirect See footnotes
No 4 P Indirect See footnotes
No 4 S Indirect See footnotes
No 4 P Indirect See footnotes
No 4 S Indirect See footnotes
No 4 P Indirect See footnotes
No 4 S Indirect See footnotes
No 4 P Indirect See footnotes
No 4 S Indirect See footnotes
No 4 P Indirect See footnotes
No 4 S Indirect See footnotes
No 4 P Indirect See footnotes
No 4 S Indirect See footnotes
No 4 P Indirect See footnotes
No 4 S Indirect See footnotes
No 4 P Indirect See footnotes
No 4 S Indirect See footnotes
No 4 P Indirect See footnotes
No 4 S Indirect See footnotes
No 4 P Indirect See footnotes
No 4 S Indirect See footnotes
No 4 P Indirect See footnotes
No 4 S Indirect See footnotes
No 4 P Indirect See footnotes
No 4 S Indirect See footnotes
No 4 P Indirect See footnotes
No 4 S Indirect See footnotes
No 4 P Indirect See footnotes
No 4 S Indirect See footnotes
Footnotes
  1. This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group") and Goldman, Sachs & Co. ("Goldman Sachs" and together with GS Group, the "Reporting Persons"). Goldman Sachs is a wholly-owned subsidiary of GS Group. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.
  2. The shares of common stock, par value $0.001 per share (the "Common Stock") of Tiptree Financial, Inc. (the "Company") reported herein as purchased and sold were beneficially owned directly by Goldman Sachs, and indirectly by GS Group. Without admitting any legal obligation, Goldman Sachs or another wholly-owned subsidiary of GS Group will remit appropriate profits, if any, to the Company.
  3. For purposes of Rule 13d-3(a) and Rule 16a-1(a) only (and not for any other applicable purpose), GS Group and Goldman Sachs may be deemed to beneficially own indirectly the 5,596,000 shares of Common Stock held by indirect subsidiaries of ProSight Global Holdings Ltd. ("ProSight Global") because (i) certain investment partnerships (the "Funds") own ProSight Investment LLC ("ProSight Investment") and ProSight Parallel Investment LLC ("ProSight Parallel Investment"), shareholders of ProSight Global, (ii) the general partners of the Funds are affiliates of GS Group and Goldman Sachs, (iii) Goldman Sachs is the investment manager of certain of the Funds and (iv) of the relationship between ProSight Equity Management Inc., the manager of ProSight Investment and ProSight Parallel Investment, and Goldman Sachs.
  4. As of October 27, 2014, Goldman Sachs beneficially owned directly, and GS Group may have been deemed to have beneficially owned indirectly, 13,068 shares of Common Stock, and Goldman Sachs also had open short positions of 62,445 shares of Common Stock reflecting changes due to exempt transactions.
  5. Reflects a weighted average purchase price of $7.2882 per share, at prices ranging from $7.2617 to $7.49 per share.
  6. Reflects a weighted average sale price of $7.2882 per share, at prices ranging from $7.2617 to $7.49 per share.
  7. Reflects a weighted average purchase price of $7.3721 per share, at prices ranging from $7.3127 to $7.4668 per share.
  8. Reflects a weighted average sale price of $7.3709 per share, at prices ranging from $7.3127 to $7.4668 per share.
  9. Reflects a weighted average purchase price of $7.2627 per share, at prices ranging from $7.23 to $7.3079 per share.
  10. Reflects a weighted average sale price of $7.2693 per share, at prices ranging from $7.19 to $7.3079 per share.
  11. Reflects a weighted average purchase price of $7.2318 per share, at prices ranging from $7.21 to $7.3863 per share.
  12. Reflects a weighted average sale price of $7.229 per share, at prices ranging from $7.2243 to $7.3863 per share.
  13. Reflects a weighted average purchase price of $7.2541 per share, at prices ranging from $7.2236 to $7.4065 per share.
  14. Reflects a weighted average sale price of $7.2532 per share, at prices ranging from $7.2236 to $7.4065 per share.
  15. Reflects a weighted average purchase price of $7.2828 per share, at prices ranging from $7.2827 to $7.2832 per share.
  16. Reflects a weighted average sale price of $7.2949 per share, at prices ranging from $7.2827 to $7.35 per share.
  17. Reflects a weighted average purchase price of $7.1861 per share, at prices ranging from $7.1239 to $7.21 per share.
  18. Reflects a weighted average sale price of $7.1932 per share, at prices ranging from $7.02 to $7.36 per share.
  19. Reflects a weighted average purchase price of $7.2891 per share, at prices ranging from $7.28 to $7.44 per share.
  20. Reflects a weighted average sale price of $7.2846 per share, at prices ranging from $7.28 to $7.3122 per share.
  21. Reflects a weighted average purchase price of $7.3318 per share, at prices ranging from $7.242 to $7.42 per share.
  22. Reflects a weighted average sale price of $7.3299 per share, at prices ranging from $7.242 to $7.42 per share.
  23. Reflects a weighted average purchase price of $7.4328 per share, at prices ranging from $7.2804 to $7.56 per share.
  24. Reflects a weighted average sale price of $7.4082 per share, at prices ranging from $7.2804 to $7.56 per share.
  25. Reflects a weighted average purchase price of $7.6006 per share, at prices ranging from $7.5243 to $7.65 per share.
  26. Reflects a weighted average sale price of $7.6006 per share, at prices ranging from $7.5243 to $7.65 per share.
  27. Reflects a weighted average purchase price of $7.4098 per share, at prices ranging from $7.3949 to $7.47 per share.
  28. Reflects a weighted average sale price of $7.4001 per share, at prices ranging from $7.3949 to $7.46 per share.
  29. Reflects a weighted average purchase price of $7.5659 per share, at prices ranging from $7.3702 to $7.61 per share.
  30. Reflects a weighted average sale price of $7.5568 per share, at prices ranging from $7.3702 to $7.6 per share.
  31. Reflects a weighted average purchase price of $7.5063 per share, at prices ranging from $7.4833 to $7.59 per share.
  32. Reflects a weighted average sale price of $7.5063 per share, at prices ranging from $7.4833 to $7.59 per share.
  33. Upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided
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