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Home > Insider Trading > Filing (0000769993-15-000528)

Filing Details

Accession Number:
0000769993-15-000528
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-04-15 17:52:21
Reporting Period:
2014-09-17
Filing Date:
2015-04-15
Accepted Time:
2015-04-15 17:52:21
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1393726 Tiptree Financial Inc. TIPT Insurance Agents, Brokers & Service (6411) 383754322
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
769993 Goldman Sachs & Co 200 West Street
New York NY 10282		 No No No No
886982 Goldman Sachs Group Inc 200 West Street
New York NY 10282		 No No No No
Reported Non-Derivative Transactions
Show Other Fields >>
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2014-09-17 3,419 $7.61 5,630,264 No 4 P Indirect See footnotes
Class A Common Stock Disposition 2014-09-17 319 $7.57 5,629,945 No 4 S Indirect See footnotes
Class A Common Stock Acquisiton 2014-09-18 4,584 $7.52 5,634,529 No 4 P Indirect See footnotes
Class A Common Stock Disposition 2014-09-18 2,475 $7.51 5,609,419 No 4 S Indirect See footnotes
Class A Common Stock Acquisiton 2014-09-19 6,092 $7.45 5,638,146 No 4 P Indirect See footnotes
Class A Common Stock Disposition 2014-09-19 30,131 $7.57 5,608,015 No 4 S Indirect See footnotes
Class A Common Stock Acquisiton 2014-09-22 713 $7.45 5,608,728 No 4 P Indirect See footnotes
Class A Common Stock Disposition 2014-09-22 2,631 $7.38 5,606,097 No 4 S Indirect See footnotes
Class A Common Stock Acquisiton 2014-09-23 381 $7.27 5,606,478 No 4 P Indirect See footnotes
Class A Common Stock Disposition 2014-09-23 381 $7.27 5,606,097 No 4 S Indirect See footnotes
Class A Common Stock Acquisiton 2014-09-24 539 $7.29 5,606,636 No 4 P Indirect See footnotes
Class A Common Stock Disposition 2014-09-24 3,297 $7.43 5,603,339 No 4 S Indirect See footnotes
Class A Common Stock Acquisiton 2014-09-25 1,458 $7.49 5,604,797 No 4 P Indirect See footnotes
Class A Common Stock Disposition 2014-09-25 2,006 $7.48 5,602,791 No 4 S Indirect See footnotes
Class A Common Stock Acquisiton 2014-09-26 632 $7.41 5,603,423 No 4 P Indirect See footnotes
Class A Common Stock Disposition 2014-09-26 1,625 $7.41 5,601,798 No 4 S Indirect See footnotes
Class A Common Stock Acquisiton 2014-09-29 1,070 $7.22 5,602,868 No 4 P Indirect See footnotes
Class A Common Stock Disposition 2014-09-29 1,998 $7.21 5,600,870 No 4 S Indirect See footnotes
Class A Common Stock Acquisiton 2014-09-30 10,894 $7.85 5,611,764 No 4 P Indirect See footnotes
Class A Common Stock Acquisiton 2014-09-30 60,891 $8.26 5,672,655 No 4 P Indirect See footnotes
Class A Common Stock Disposition 2014-09-30 611 $7.26 5,672,044 No 4 S Indirect See footnotes
Class A Common Stock Disposition 2014-09-30 73,801 $8.26 5,598,243 No 4 S Indirect See footnotes
Class A Common Stock Acquisiton 2014-10-01 5,968 $7.70 5,604,211 No 4 P Indirect See footnotes
Class A Common Stock Disposition 2014-10-01 6,560 $7.71 5,597,651 No 4 S Indirect See footnotes
Class A Common Stock Acquisiton 2014-10-02 690 $7.48 5,598,341 No 4 P Indirect See footnotes
Class A Common Stock Disposition 2014-10-02 690 $7.48 5,597,651 No 4 S Indirect See footnotes
Class A Common Stock Acquisiton 2014-10-03 652 $7.48 5,598,303 No 4 P Indirect See footnotes
Class A Common Stock Disposition 2014-10-03 654 $7.48 5,597,649 No 4 S Indirect See footnotes
Class A Common Stock Acquisiton 2014-10-06 449 $7.36 5,598,098 No 4 P Indirect See footnotes
Class A Common Stock Disposition 2014-10-06 449 $7.36 5,609,053 No 4 S Indirect See footnotes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See footnotes
No 4 S Indirect See footnotes
No 4 P Indirect See footnotes
No 4 S Indirect See footnotes
No 4 P Indirect See footnotes
No 4 S Indirect See footnotes
No 4 P Indirect See footnotes
No 4 S Indirect See footnotes
No 4 P Indirect See footnotes
No 4 S Indirect See footnotes
No 4 P Indirect See footnotes
No 4 S Indirect See footnotes
No 4 P Indirect See footnotes
No 4 S Indirect See footnotes
No 4 P Indirect See footnotes
No 4 S Indirect See footnotes
No 4 P Indirect See footnotes
No 4 S Indirect See footnotes
No 4 P Indirect See footnotes
No 4 P Indirect See footnotes
No 4 S Indirect See footnotes
No 4 S Indirect See footnotes
No 4 P Indirect See footnotes
No 4 S Indirect See footnotes
No 4 P Indirect See footnotes
No 4 S Indirect See footnotes
No 4 P Indirect See footnotes
No 4 S Indirect See footnotes
No 4 P Indirect See footnotes
No 4 S Indirect See footnotes
Footnotes
  1. This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group") and Goldman, Sachs & Co. ("Goldman Sachs" and together with GS Group, the "Reporting Persons"). Goldman Sachs is a wholly-owned subsidiary of GS Group. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.
  2. The shares of common stock, par value $0.001 per share (the "Common Stock") of Tiptree Financial, Inc. (the "Company") reported herein as purchased and sold were beneficially owned directly by Goldman Sachs, and indirectly by GS Group. Without admitting any legal obligation, Goldman Sachs or another wholly-owned subsidiary of GS Group will remit appropriate profits, if any, to the Company.
  3. For purposes of Rule 13d-3(a) and Rule 16a-1(a) only (and not for any other applicable purpose), GS Group and Goldman Sachs may be deemed to beneficially own indirectly the 5,596,000 shares of Common Stock held by indirect subsidiaries of ProSight Global Holdings Ltd. ("ProSight Global") because (i) certain investment partnerships (the "Funds") own ProSight Investment LLC ("ProSight Investment") and ProSight Parallel Investment LLC ("ProSight Parallel Investment"), shareholders of ProSight Global, (ii) the general partners of the Funds are affiliates of GS Group and Goldman Sachs, (iii) Goldman Sachs is the investment manager of certain of the Funds and (iv) of the relationship between ProSight Equity Management Inc., the manager of ProSight Investment and ProSight Parallel Investment, and Goldman Sachs.
  4. As of October 6, 2014, Goldman Sachs beneficially owned directly, and GS Group may have been deemed to have beneficially owned indirectly, 13,053 shares of Common Stock, and Goldman Sachs also had open short positions of 61,159 shares of Common Stock, reflecting changes due to exempt transactions.
  5. Reflects a weighted average purchase price of $7.6125 per share, at prices ranging from $7.54 to $7.74 per share.
  6. Reflects a weighted average sale price of $7.5659 per share, at prices ranging from $7.5519 to $7.6021 per share.
  7. Reflects a weighted average purchase price of $7.5229 per share, at prices ranging from $7.41 to $7.63 per share.
  8. Reflects a weighted average sale price of $7.5136 per share, at prices ranging from $7.49 to $7.6273 per share.
  9. Reflects a weighted average purchase price of $7.4504 per share, at prices ranging from $7.36 to $7.63 per share.
  10. Reflects a weighted average sale price of $7.5662 per share, at prices ranging from $7.36 to $7.6 per share.
  11. Reflects a weighted average purchase price of $7.4494 per share, at prices ranging from $7.34 to $7.6797 per share.
  12. Reflects a weighted average sale price of $7.3826 per share, at prices ranging from $7.34 to $7.6797 per share.
  13. Reflects a weighted average purchase price of $7.2715 per share, at prices ranging from $7.19 to $7.4026 per share.
  14. Reflects a weighted average sale price of $7.2715 per share, at prices ranging from $7.19 to $7.4026 per share.
  15. Reflects a weighted average purchase price of $7.2928 per share, at prices ranging from $7.2077 to $7.49 per share.
  16. Reflects a weighted average sale price of $7.4333 per share, at prices ranging from $7.2077 to $7.5 per share.
  17. Reflects a weighted average purchase price of $7.4855 per share, at prices ranging from $7.47 to $7.5107 per share.
  18. Reflects a weighted average sale price of $7.4822 per share, at prices ranging from $7.47 to $7.5107 per share.
  19. Reflects a weighted average purchase price of $7.413 per share, at prices ranging from $7.4062 to $7.5235 per share.
  20. Reflects a weighted average sale price of $7.4137 per share, at prices ranging from $7.21 to $7.5235 per share.
  21. Reflects a weighted average purchase price of $7.2209 per share, at prices ranging from $7.2 to $7.2375 per share.
  22. Reflects a weighted average sale price of $7.2117 per share, at prices ranging from $7.19 to $7.26 per share.
  23. Reflects a weighted average purchase price of $7.8494 per share, at prices ranging from $7.2 to $8.19 per share.
  24. Reflects a weighted average purchase price of $8.2574 per share, at prices ranging from $8.21 to $8.2645 per share.
  25. Reflects a weighted average sale price of $7.2589 per share, at prices ranging from $7.2356 to $7.364 per share.
  26. Reflects a weighted average sale price of $8.2582 per share, at prices ranging from $8.2555 to $8.26 per share.
  27. Reflects a weighted average purchase price of $7.6956 per share, at prices ranging from $7.67 to $7.9133 per share.
  28. Reflects a weighted average sale price of $7.7066 per share, at prices ranging from $7.65 to $7.9133 per share.
  29. Reflects a weighted average purchase price of $7.4796 per share, at prices ranging from $7.4526 to $7.61 per share.
  30. Reflects a weighted average sale price of $7.4796 per share, at prices ranging from $7.4526 to $7.61 per share.
  31. Reflects a weighted average purchase price of $7.4785 per share, at prices ranging from $7.45 to $7.6 per share.
  32. Reflects a weighted average sale price of $7.4783 per share, at prices ranging from $7.42 to $7.6 per share.
  33. Reflects a weighted average purchase price of $7.3576 per share, at prices ranging from $7.3555 to $7.45 per share.
  34. Reflects a weighted average sale price of $7.3576 per share, at prices ranging from $7.3555 to $7.45 per share.
  35. Upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided
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